Form D · Other Investment Fund

Bakken Drilling Fund IV LP

Greenwood Village, CO · CIK 0001577257

Offering snapshot reported Jun 19, 2014 · SEC filing

Reported sold
$34.1M
Offering amount: $50M
Investors reported
503
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jul 3, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.1M$34.1MJun 18, 2013Oct 4, 2013: $17,200,000.00Oct 4, 2013Jun 19, 2014: $34,143,598.00Jun 19, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,200,000 → $34,143,598
  • Reported investors276 → 503

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 19, 2014Amendment$34,143,598$16,943,598vs Oct 4, 2013503SEC filing
Oct 4, 2013Amendment$17,200,000No comparison276SEC filing
Jun 18, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$2.49M (estimated)
Finders' fees
$789K (estimated)
Form D file number
021-198151
The minimum amount of Units being offered is $1,000,000 and the maximum amount of Units being offered is $50,000,000.
Units in a limited partnership
Up to 8.35% to pay broker commission and wholesaling fee and up to 1% to pay managing broker dealer fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Vestech Securities Inc.41409
Sandlapper Securities, LLC137906
Thomas M. Nixon and Associates, Inc.17047
Ausdal Financial Partners, Inc.7995
Landolt Securities, Inc.28352
Oak Tree Securities, Inc.18126
Resource Horizons Group LLC104368
IBN Financial Services, Inc42360
MidAmerica Financial Services, Inc.47351
Sunbelt Securities, Inc.42180
Watermark Advisors, LLC127819
Capital Financial Services, Inc.8408
WFG Investments, Inc.22704
Detwiler Fenton & Co1794
Cabot Lodge Securities LLC159712
Cape Securities, Inc.7072
D.H. Hill Securities, LLLP41528
Financial West Group16668
Heckman Financial & Insurance Services, Inc.111549
Much Wealth Management, Inc.150356
Skihawk Capital Partners, Inc.153433
Whitehall-Parker Securities, Inc.10608
NTV Asset Management, LLC141771
Morton Wealth Management, LLC111471
Feist Asset Management154847

Source: Form D, filed Jun 19, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BAKKEN DRILLING FUND IV, LP

Investment adviser: COACHMAN ENERGY PARTNERS LLC

Gross asset value
$10M
Beneficial owners
680
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP DENVER, Colorado, United States
Marketer SELECT CAPITAL CORPORATION SAN JUAN CAPISTRANO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

SELECT CAPITAL CORPORATION
CRD 145997 · SEC 8-67772

Filing source

Form ADV 995201 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-5417169472

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Caroline Gash Executive
Randall Kenworthy Executive
Coachman Energy Managing General Partners Llc Director
Stephen Mut Executive
Don Scott Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5251 Dtc Parkway Suite 200
Greenwood Village, CO, 80111