Form D · Other Investment Fund

Bakken Drilling Fund III LP

Greenwood Village, CO · CIK 0001534459

Offering snapshot reported Apr 25, 2013 · SEC filing

Reported sold
$33.7M
Offering amount: $50M
Investors reported
556
Form D · investor count
Minimum accepted
$23.8K
Reported outside-investor minimum
First sale
Dec 30, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.9M$33.7MJan 13, 2012: $1,725,000.00Jan 13, 2012Jan 30, 2012: $2,538,158.00Feb 13, 2012: $2,816,908.00Mar 19, 2012: $3,015,658.00Apr 20, 2012: $3,970,658.00May 21, 2012: $4,445,658.00Jun 15, 2012: $4,670,658.00Jun 26, 2012: $5,000,908.00Jul 11, 2012: $5,524,658.00Aug 7, 2012: $6,627,158.00Sep 11, 2012: $7,327,022.00Oct 1, 2012: $8,641,522.00Oct 19, 2012: $9,666,522.00Nov 7, 2012: $10,552,522.00Dec 10, 2012: $10,946,378.00Dec 11, 2012: $11,437,738.00Jan 9, 2013: $12,815,738.00Jan 9, 2013: $15,205,738.00Jan 9, 2013: $16,105,738.00Jan 31, 2013: $22,121,103.00Jan 31, 2013: $28,754,603.00Mar 14, 2013: $32,369,331.00Apr 2, 2013: $33,612,331.00Apr 11, 2013: $33,689,331.00Apr 25, 2013: $33,714,331.00Apr 25, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$33,689,331 → $33,714,331
  • Reported investors555 → 556

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 25, 2013Amendment$33,714,331$25,000vs Apr 11, 2013556SEC filing
Apr 11, 2013Amendment$33,689,331$77,000vs Apr 2, 2013555SEC filing
Apr 2, 2013Amendment$33,612,331$1,243,000vs Mar 14, 2013553SEC filing
Mar 14, 2013Amendment$32,369,331$3,614,728vs Jan 31, 2013511SEC filing
Jan 31, 2013Amendment$28,754,603$6,633,500vs Jan 31, 2013453SEC filing
Jan 31, 2013Amendment$22,121,103$6,015,365vs Jan 9, 2013319SEC filing
Jan 9, 2013Amendment$12,815,738$1,378,000vs Dec 11, 2012207SEC filing
Jan 9, 2013Amendment$16,105,738$900,000vs Jan 9, 2013251SEC filing
Jan 9, 2013Amendment$15,205,738$2,390,000vs Jan 9, 2013242SEC filing
Dec 11, 2012Amendment$11,437,738$491,360vs Dec 10, 2012185SEC filing
Dec 10, 2012Amendment$10,946,378$393,856vs Nov 7, 2012177SEC filing
Nov 7, 2012Amendment$10,552,522$886,000vs Oct 19, 2012172SEC filing
Oct 19, 2012Amendment$9,666,522$1,025,000vs Oct 1, 2012160SEC filing
Oct 1, 2012Amendment$8,641,522$1,314,500vs Sep 11, 2012152SEC filing
Sep 11, 2012Amendment$7,327,022$699,864vs Aug 7, 2012140SEC filing
Aug 7, 2012Amendment$6,627,158$1,102,500vs Jul 11, 2012128SEC filing
Jul 11, 2012Amendment$5,524,658$523,750vs Jun 26, 2012105SEC filing
Jun 26, 2012Amendment$5,000,908$330,250vs Jun 15, 201297SEC filing
Jun 15, 2012Amendment$4,670,658$225,000vs May 21, 201290SEC filing
May 21, 2012Amendment$4,445,658$475,000vs Apr 20, 201283SEC filing
Apr 20, 2012Amendment$3,970,658$955,000vs Mar 19, 201275SEC filing
Mar 19, 2012Amendment$3,015,658$198,750vs Feb 13, 201264SEC filing
Feb 13, 2012Amendment$2,816,908$278,750vs Jan 30, 201258SEC filing
Jan 30, 2012Amendment$2,538,158$813,158vs Jan 13, 201249SEC filing
Jan 13, 2012Initial$1,725,000No comparison31SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.9
Duration over one year
Yes
Business combination
No
Sales commissions
$2M (estimated)
Finders' fees
$0
Form D file number
021-171743
The minimum amount of Units being offered is $1,000,000 and the maximum amount of Units being offered is $50,000,000.
Units in a limited partnership
Up to 10.35% to pay broker dealer commissions, managing broker dealer commissions, and wholesaler commissions.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Vestech Securities, Inc.41409
Thomas M. Nixon & Associates, Inc.17047
Sandlapper Securities, LLC137906
Ausdal Financial Partners, Inc.7995
Landolt Securities28352
Resource Horizons Group104368
Harbor Light Securities154599
Oaktree Securities15825
Dynasty Capital Partners122806
IBN Financial Services42360
Capital Financial Services8408
Detwiler Fenton16063
MidAmerica Financial47351
Sunbelt Securities421080
WFG Investments22704
Centurion Advisory Group14065
Saxony Securities115547
Watermark Advisors, LLC127819
Select Capital Corporation145997
NTV Asset Management, LLC111062

Source: Form D, filed Apr 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BAKKEN DRILLING FUND III, LP

Investment adviser: COACHMAN ENERGY PARTNERS LLC

Gross asset value
$5.44M
Beneficial owners
538
ADV minimum commitment
$25K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP DENVER, Colorado, United States
Marketer SELECT CAPITAL CORPORATION SAN JUAN CAPISTRANO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

SELECT CAPITAL CORPORATION
CRD 145997 · SEC 8-67772

Filing source

Form ADV 995201 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-4766094685

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian Ervine Executive
Bakken Drilling Fund Iii Manager Llc Director
Randall Kenworthy Executive
Connell Saltzman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5251 Dtc Parkway Suite 200
Greenwood Village, CO, 80111