Form D · Hedge Fund

Babson Investment Grade CLO Debt Fund LP

Springfield, MA · CIK 0001645418

Offering snapshot reported Jun 23, 2016 · SEC filing

Reported sold: $75M
Investors reported: 3
Minimum accepted: $1M
First sale: Jun 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 23, 2016	Amendment	$75,001,000	$0vs Jun 23, 2015	3	SEC filing
Jun 23, 2015	Initial	$75,001,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-242340

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Babson Capital Securities LLC	36929

Source: Form D, filed Jun 23, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BABSON INVESTMENT GRADE CLO DEBT FUND LP

Investment adviser: BARINGS LLC

Gross asset value: $71.4M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Jan 16, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUNDS SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer BARINGS SECURITIES LLC BOSTON, Maine, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 1159329 · Jan 16, 2018 · Schedule D 7.B.(1), fund 805-6856960817

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Babson Capital Management Llc	Executive
N/A Babson Investment Grade Clo Debt Management Llc	Promoter
Richard F. Buckley, Jr.	Executive
Kathleen L. Kraez	Executive
Matthew P. Natcharian	Executive
Melissa Ricco	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1500 Main Street
Springfield, MA, 01115-5189