Form D · Hedge Fund

Babson Capital High Yield LLC

Springfield, MA · CIK 0001321302

Offering snapshot reported May 12, 2015 · SEC filing

Reported sold
$161M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$80.3M$161MMar 13, 2009: $36,000,000.00Mar 13, 2009May 11, 2010: $75,800,624.00May 10, 2011: $75,800,624.00May 10, 2012: $75,800,624.00May 10, 2013: $97,609,625.00May 12, 2014: $160,609,624.00May 12, 2015: $160,609,624.00May 12, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors9 → 11
  • Minimum accepted$5,000,000 → $1,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 12, 2015Amendment$160,609,624$0vs May 12, 201411SEC filing
May 12, 2014Amendment$160,609,624$62,999,999vs May 10, 20139SEC filing
May 10, 2013Amendment$97,609,625$21,809,001vs May 10, 20129SEC filing
May 10, 2012Amendment$75,800,624$0vs May 10, 20119SEC filing
May 10, 2011Amendment$75,800,624$0vs May 11, 20109SEC filing
May 11, 2010Amendment$75,800,624$39,800,624vs Mar 13, 20099SEC filing
Mar 13, 2009Amendment$36,000,000No comparisonNot reportedSEC filing
Mar 18, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-75137

Source: Form D, filed May 12, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BABSON CAPITAL HIGH YIELD, LLC

Investment adviser: BARINGS LLC

Gross asset value
$110M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Jan 4, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 1055512 · Jan 4, 2017 · Schedule D 7.B.(1), fund 805-6460767847

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Babson Capital Management Llc Executive
Sean M. Feeley Executive
Jill A. Fields Executive
Clifford Michael Noreen Executive
Scott D. Roth Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1500 Main Street, Suite 1100
Springfield, MA, 01115