Form D · Other Investment Fund

Barings Umbrella Fund plc

Dublin, L2 · CIK 0001515694

Offering snapshot reported Feb 10, 2026 · SEC filing

Reported sold: $16.4B
Investors reported: 512
Minimum accepted: $100K
First sale: May 27, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$15,101,322,439 → $16,413,934,063

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 10, 2026	Amendment	$16,413,934,063	$1,312,611,624vs Feb 10, 2025	512	SEC filing
Feb 10, 2025	Amendment	$15,101,322,439	$1,232,001,193vs Feb 8, 2024	512	SEC filing
Feb 8, 2024	Amendment	$13,869,321,246	$992,119,638vs Feb 6, 2023	511	SEC filing
Feb 6, 2023	Amendment	$12,877,201,608	$476,835,222vs Feb 2, 2022	511	SEC filing
Feb 2, 2022	Amendment	$12,400,366,386	$1,088,871,857vs Jan 20, 2021	511	SEC filing
Jan 20, 2021	Amendment	$11,311,494,529	$878,080,386vs Jan 17, 2020	507	SEC filing
Jan 17, 2020	Amendment	$10,433,414,143	$3,838,286,902vs Jan 18, 2019	505	SEC filing
Jan 18, 2019	Amendment	$6,595,127,241	$2,433,032,229vs Jan 18, 2018	328	SEC filing
Jan 18, 2018	Amendment	$4,162,095,012	$1,931,047,704vs Jan 18, 2017	239	SEC filing
Jan 18, 2017	Amendment	$2,231,047,308	$1,101,867,421vs Mar 14, 2016	120	SEC filing
Mar 14, 2016	Amendment	$1,129,179,887	$337,890,901vs Mar 12, 2015	70	SEC filing
Mar 12, 2015	Amendment	$791,288,986	$491,804,647vs Mar 12, 2014	39	SEC filing
Mar 12, 2014	Amendment	$299,484,339	$144,952,337vs Mar 12, 2013	23	SEC filing
Mar 12, 2013	Amendment	$154,532,002	$11,921,555vs Mar 16, 2012	19	SEC filing
Mar 16, 2012	Amendment	$142,610,447	No comparison	8	SEC filing
Mar 17, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-156912

Source: Form D, filed Feb 10, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARINGS UMBRELLA FUND PLC

Investment adviser: BARING ASSET MANAGEMENT LIMITED

Gross asset value: $3.81B
Beneficial owners: 347
ADV minimum commitment: $100K

Reported in Form ADV on Oct 19, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer AKTIA ASSET MANAGEMENT LIMITED HELSINKI, Finland Related to adviser: No

Marketer ALLFUNDS BANK INTERNATIONAL S.A BOULEVARD ROYAL L-2449, Luxembourg Related to adviser: No

Marketer ALLFUNDS BANK S.A. MADRID, Spain Related to adviser: No

Marketer BARCLAYS BANK PLC SINGAPORE, Singapore Related to adviser: No

Marketer BARINGS AUSTRALIA PTY LTD SYDNEY, Australia Related to adviser: Yes

Marketer BARINGS INVESTMENT ADVISERS (HONG KONG) LTD HONG KONG, Hong Kong Related to adviser: Yes

Marketer BARINGS LLC CHARLOTTE, North Carolina, United States Related to adviser: Yes

Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Marketer JP MORGAN INTERNATIONAL BANK LIMITED LONDON, United Kingdom Related to adviser: No

Marketer NH INVESTMENT & SECURITIES CO., LTD SEOUL, Korea, South Related to adviser: No

Marketer UBS AG BASEL AND ZURICH, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1116

BARINGS AUSTRALIA PTY LTD
CRD 169697

BARINGS LLC
CRD 106006 · SEC 801-241

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 1246818 · Oct 19, 2018 · Schedule D 7.B.(1), fund 805-5621345529

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Babson Capital Europe Limited	Promoter
N/A Babson Capital Management (Uk) Limited	Promoter
N/A Baring Asset Management Limited	Executive
N/A Baring International Fund Managers (Ireland) Limited	Executive
N/A Barings Llc	Executive
N/A Barings (U.K.) Limited	Executive
Alan Behan	Director
Alan Behen	Director
Oliver Bugel	Director
Oliver Burgel	Director
Peter Clark	Director
James Cleary	Director
David Conway	Director
Paul Gehrig	Director
Barbara Healy	Director
Sylvester O'byrne	Director
Timothy Schulze	Director
Paul Smyth	Director
Julian Timothy Swayne	Director
Hans Vogel	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

70 Sir John Rogerson's Quay
Dublin, L2, 2