Investment adviser · CRD 299118

BARINGS

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

BARING ASSET MANAGEMENT LIMITED

LONDON, United Kingdom · Form ADV filed Jul 30, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DOVER CREDIT LIMITEDOther Private Fund · Last reported Jul 30, 2026$151MGross asset value

Fund administrator DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1366

Fund details & source

Fund ID: 805-6746460049
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 2122870 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DANSKE EUROPEAN LOAN FUND IOther Private Fund · Last reported Jul 30, 2026$128MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN 1, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1366

Fund details & source

Fund ID: 805-2645178249
Reported beneficial owners: 5
Minimum commitment: $100K

Form ADV 2122870 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS INVESTMENT UMBRELLA FUNDOther Private Fund · Last reported Jul 30, 2026$69.9MGross asset value

Fund administrator NORTHERN TRUST GLOBAL SERVICES SE LONDON, United Kingdom Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS UK LONDON, United Kingdom

Custodian THE NORTHERN TRUST COMPANY LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS UK
PCAOB 876

Fund details & source

Fund ID: 805-1530325862
Reported beneficial owners: 92
Minimum commitment: $1K

Form ADV 2122870 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS GLOBAL INVESTMENT FUNDS PLCOther Private Fund · Last reported Oct 19, 2018$17.7BGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITEDV DUBLIN, Ireland Related to adviser: No

Marketer AKTIA ASSET MANAGEMENT PLC HELSINKI, Finland Related to adviser: No

Marketer ALLFUNDS BANK INTERNATIONAL S.A BOULEVARD ROYAL L-2449, Luxembourg Related to adviser: No

Marketer ALLFUNDS BANK S.A. MADRID, Spain Related to adviser: No

Marketer BARCLAYS BANK PLC SINGAPORE, Singapore Related to adviser: No

Marketer BARINGS AUSTRALIA PTY LTD SYDNEY, Australia Related to adviser: Yes

Marketer BARINGS INVESTMENT ADVISERS (HONG KONG) LTD HONG KONG, Hong Kong Related to adviser: Yes

Marketer BARINGS LLC CHARLOTTE, North Carolina, United States Related to adviser: Yes

Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Marketer BARINGS (U.K.) LIMITED LONDON, United Kingdom Related to adviser: Yes

Marketer DANSKE CAPITAL LYNGBY, Denmark Related to adviser: No

Marketer NH INVESTMENT & SECURITIES CO., LTD SEOUL, Korea, South Related to adviser: No

Marketer NOMURA FINANCIAL INVESTMENTS (KOREA) CO., LTD SEOUL, Korea, South Related to adviser: No

Marketer SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden Related to adviser: No

Marketer UBS AG BASEL, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1116

BARINGS AUSTRALIA PTY LTD
CRD 169697

BARINGS LLC
CRD 106006 · SEC 801-241

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

BARINGS (U.K.) LIMITED
CRD 158277

Fund details & source

Fund ID: 805-1303641090
Reported beneficial owners: 426
Minimum commitment: $1.05M
Form D file number: 021-148239

Form ADV 1246818 · Oct 19, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS UMBRELLA FUND PLCOther Private Fund · Last reported Oct 19, 2018$3.81BGross asset value

Form D fundraising filings

Barings Umbrella Fund plc

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer AKTIA ASSET MANAGEMENT LIMITED HELSINKI, Finland Related to adviser: No

Marketer ALLFUNDS BANK INTERNATIONAL S.A BOULEVARD ROYAL L-2449, Luxembourg Related to adviser: No

Marketer ALLFUNDS BANK S.A. MADRID, Spain Related to adviser: No

Marketer BARCLAYS BANK PLC SINGAPORE, Singapore Related to adviser: No

Marketer BARINGS AUSTRALIA PTY LTD SYDNEY, Australia Related to adviser: Yes

Marketer BARINGS INVESTMENT ADVISERS (HONG KONG) LTD HONG KONG, Hong Kong Related to adviser: Yes

Marketer BARINGS LLC CHARLOTTE, North Carolina, United States Related to adviser: Yes

Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Marketer JP MORGAN INTERNATIONAL BANK LIMITED LONDON, United Kingdom Related to adviser: No

Marketer NH INVESTMENT & SECURITIES CO., LTD SEOUL, Korea, South Related to adviser: No

Marketer UBS AG BASEL AND ZURICH, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1116

BARINGS AUSTRALIA PTY LTD
CRD 169697

BARINGS LLC
CRD 106006 · SEC 801-241

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Fund details & source

Fund ID: 805-5621345529
Reported beneficial owners: 347
Minimum commitment: $100K
Form D file number: 021-156912

Form ADV 1246818 · Oct 19, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DANSKE EUROPEAN LOAN FUND IOther Private Fund · Last reported Oct 19, 2018$727MGross asset value

Fund administrator STATE STREET FUND SERVICES DUBLIN 2, Ireland Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN 1, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3960132453
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1246818 · Oct 19, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS MULTI ASSET INVESTMENT FUNDOther Private Fund · Last reported May 19, 2021$152MGross asset value

Fund administrator NORTHERN TRUST GLOBAL SERVICES SE LUXEMBOURG, Luxembourg Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS DUBLIN 1, Ireland

Custodian THE NORTHERN TRUST COMPANY LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS
PCAOB 1366

Fund details & source

Fund ID: 805-1748052499
Reported beneficial owners: 70
Minimum commitment: $2.42K

Form ADV 1541824 · May 19, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 30, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

20 OLD BAILEY
LONDON, EC4M 7BF, United Kingdom

CRD 299118

Filing source

Form ADV 2122870 · Jul 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.