Form D · Hedge Fund

Babson Capital Floating Rate Income Master Fund, L.P.

Charlotte, NC · CIK 0001501012

Offering snapshot reported Sep 22, 2017 · SEC filing

Reported sold
$1.62B
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 9, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$810M$1.62BSep 22, 2010: $50,000,000.00Sep 22, 2010Sep 22, 2011: $123,660,000.00Sep 24, 2012: $221,969,349.00Sep 24, 2013: $577,977,252.00Sep 24, 2014: $1,016,602,530.00Sep 24, 2015: $1,238,906,500.00Sep 23, 2016: $1,426,049,312.00Sep 22, 2017: $1,619,852,512.00Sep 22, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,426,049,312 → $1,619,852,512

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 22, 2017Amendment$1,619,852,512$193,803,200vs Sep 23, 20163SEC filing
Sep 23, 2016Amendment$1,426,049,312$187,142,812vs Sep 24, 20153SEC filing
Sep 24, 2015Amendment$1,238,906,500$222,303,970vs Sep 24, 20143SEC filing
Sep 24, 2014Amendment$1,016,602,530$438,625,278vs Sep 24, 20133SEC filing
Sep 24, 2013Amendment$577,977,252$356,007,903vs Sep 24, 20123SEC filing
Sep 24, 2012Amendment$221,969,349$98,309,349vs Sep 22, 20113SEC filing
Sep 22, 2011Amendment$123,660,000$73,660,000vs Sep 22, 20101SEC filing
Sep 22, 2010Initial$50,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-148069

Source: Form D, filed Sep 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BABSON CAPITAL FLOATING RATE INCOME MASTER FUND, L.P.

Investment adviser: BARINGS LLC

Gross asset value
$1.09B
Beneficial owners
56
ADV minimum commitment
$1M

Reported in Form ADV on Sep 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BROWNS BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No
Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 1333466 · Sep 5, 2019 · Schedule D 7.B.(1), fund 805-9073350473

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
General Partner Babson Capital Floating Rate Income Fund Management, Llc Promoter
N/A Babson Capital Floating Rate Income Fund Management, Llc Executive
Investment Manager Babson Capital Management, Llc Promoter
N/A Babson Capital Management, Llc Executive
N/A Barrings Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 South Tryon Street Suite 2500
Charlotte, NC, 28202