Form D · Hedge Fund

Excelsior Hedge Fund Direct, LP - Kingdon Associates

Stamford, CT · CIK 0001459361

Offering snapshot reported May 13, 2016 · SEC filing

Reported sold
$108M
Indefinite offering
Investors reported
159
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$54M$108MNov 29, 2010: $72,474,291.00Nov 29, 2010Nov 30, 2011: $68,118,050.00Nov 30, 2012: $53,068,911.00Oct 25, 2013: $50,622,697.00May 13, 2014: $101,968,041.00May 14, 2015: $102,511,048.00May 13, 2016: $107,996,048.00May 13, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$102,511,048 → $107,996,048
  • Reported investors144 → 159

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2016Amendment$107,996,048$5,485,000vs May 14, 2015159SEC filing
May 14, 2015Amendment$102,511,048$543,007vs May 13, 2014144SEC filing
May 13, 2014Amendment$101,968,041$51,345,344vs Oct 25, 2013142SEC filing
Oct 25, 2013Amendment$50,622,697-$17,495,353vs Nov 30, 201177SEC filing
Nov 30, 2012Amendment$53,068,911-$15,049,139vs Nov 30, 201177SEC filing
Nov 30, 2011Amendment$68,118,050-$4,356,241vs Nov 29, 2010106SEC filing
Nov 29, 2010Amendment$72,474,291No comparison125SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128541
No monies paid to date.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed May 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EXCELSIOR HEDGE FUND DIRECT LP - KINGDON ASSOCIATES

Investment adviser: MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC

Gross asset value
$57.4M
Beneficial owners
68
ADV minimum commitment
$250K

Reported in Form ADV on Mar 1, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States
Custodian BANK OF NEW YORK, MELLON, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1081334 · Mar 1, 2017 · Schedule D 7.B.(1), fund 805-1942717235

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bacap Alternative Advisors, Inc. Bacap Alternative Advisors, Inc. Executive
Bacap Alternative Advisors, Inc. Executive
Spencer N. Boggess Executive
Steven L. Suss Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Bank Of America 225 High Ridge Road
Stamford, CT, 06905