Form D · Private Equity Fund

Azalea Fund IV, L.P.

Greenville, SC · CIK 0001612638

Offering snapshot reported Apr 22, 2015 · SEC filing

Reported sold
$60.2M
Offering amount: $125M
Investors reported
81
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30.1M$60.2MJul 14, 2014: $25,175,000.00Jul 14, 2014Apr 22, 2015: $60,215,000.00Apr 22, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$25,175,000 → $60,215,000
  • Reported investors67 → 81

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 22, 2015Amendment$60,215,000$35,040,000vs Jul 14, 201481SEC filing
Jul 14, 2014Initial$25,175,000No comparison67SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$500K (estimated)
Finders' fees
$0
Form D file number
021-220902

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lawrence Bruce Hollin1324425CV Brokerage Inc. · CRD 462

Source: Form D, filed Apr 22, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AZALEA FUND IV, LP

Investment adviser: AZALEA MANAGEMENT COMPANY, LLC

Gross asset value
$34.4M
Beneficial owners
86
ADV minimum commitment
$50K

Reported in Form ADV on May 14, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DIXON HUGHES GOODMAN GREENVILLE, South Carolina, United States
Custodian WELLS FARGO BANK, N.A. GREENVILLE, South Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DIXON HUGHES GOODMAN
PCAOB 57

Filing source

Form ADV 1213404 · May 14, 2018 · Schedule D 7.B.(1), fund 805-7596179432

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Marshall H. Cole, Iii Director
Patrick Duncan Director
R. Patrick Weston Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Square, 55 Beattie Place Suite 1500
Greenville, SC, 29601