Form D · Private Equity Fund

AZALEA FUND III LP

Greenville, SC · CIK 0001450889

Offering snapshot reported Nov 17, 2009 · SEC filing

Reported sold
$30.2M
Offering amount: $100M
Investors reported
44
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 3, 2008
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2009Amendment$30,225,000No comparison44SEC filing
Nov 17, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-124633

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Edge Corporate Finance, LLC144134

Source: Form D, filed Nov 17, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AZALEA FUND III, LP

Investment adviser: AZALEA MANAGEMENT COMPANY, LLC

Gross asset value
$22.2M
Beneficial owners
97
ADV minimum commitment
$50K

Reported in Form ADV on May 14, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DIXON HUGHES GOODMAN GREENVILLE, South Carolina, United States
Custodian WELLS FARGO BANK, N.A. GREENVILLE, South Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DIXON HUGHES GOODMAN
PCAOB 57

Filing source

Form ADV 1213404 · May 14, 2018 · Schedule D 7.B.(1), fund 805-8864194205

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Azalea Fund Iii Gp, Llc Director
N/A Azalea Management Iii, Llc Director
Marshall H. Cole, Iii Director
Patrick A. Duncan Director
Benny M. La Russa, Jr. Director
R. Patrick Weston Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
55 Beattie Place Suite 1500
Greenville, SC, 29601