Form D · Hedge Fund

Axonic Special Opportunities Fund 2015-1, LP

New York, NY · CIK 0001658780

Offering snapshot reported Nov 17, 2017 · SEC filing

Reported sold
$112M
Indefinite offering
Investors reported
35
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$56.1M$112MNov 19, 2015: $81,870,000.00Nov 19, 2015Nov 18, 2016: $112,035,000.00Nov 18, 2016Nov 17, 2017: $112,245,000.00Nov 17, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$112,035,000 → $112,245,000
  • Reported investors36 → 35

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2017Amendment$112,245,000$210,000vs Nov 18, 201635SEC filing
Nov 18, 2016Amendment$112,035,000$30,165,000vs Nov 19, 201536SEC filing
Nov 19, 2015Initial$81,870,000No comparison25SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-251574

Source: Form D, filed Nov 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AXONIC SPECIAL OPPORTUNITIES FUND 2015-1, LP

Investment adviser: AXONIC CAPITAL LLC

Gross asset value
$122M
Beneficial owners
34
ADV minimum commitment
$100K

Reported in Form ADV on Jan 24, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1268194 · Jan 24, 2019 · Schedule D 7.B.(1), fund 805-9055244860

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Axonic Capital Llc Executive, Promoter
Axonic Special Opportunities Fund 2015 1 Gp Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Axonic Capital Llc 390 Park Avenue, 15 Th Floor
New York, NY, 10022