Investment adviser · CRD 159518

AXONIC CAPITAL LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $9.96B
Client accounts: 31
Employees: 74
Advisory professionals: 36

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	29	$5,559,140,268	55.8%
Investment companies	2	$4,398,802,007	44.2%

Filing source

Form ADV 2086694 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

33 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AXONIC MULTIFAMILY BRIDGE MASTER FUND LPHedge Fund · Last reported Mar 30, 2026$614MGross asset value

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

THE BANK OF NEW YORK MELLON
LEI MMYX0N4ZEZ13Z4XCG897

Fund details & source

Fund ID: 805-3195589900
Reported beneficial owners: 7
Minimum commitment: $1M
Form D file number: 021-367099

Form ADV 2086694 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AXONIC CREDIT OPPORTUNITIES MASTER FUND LPHedge Fund · Last reported Mar 30, 2026$507MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No

Marketer ALLEN, ALLEN & PARTNERS SYDNEY, Australia Related to adviser: No

Marketer ALPS DISTRIBUTORS, INC. DENVER, Colorado, United States Related to adviser: No

Marketer ALTERNATIVE LEADERS SA L - 2132, Luxembourg Related to adviser: No

Marketer ARM SWISS REPRESENTATIVES SA GLAND, Switzerland Related to adviser: No

Marketer CAIS CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Marketer CAMBRIDGE WILKINSON NEW YORK, New York, United States Related to adviser: No

Marketer HASTINGS CAPITAL GROUP, LLC NEW YORK, New York, United States Related to adviser: No

Marketer HEYFORD GROUP LLC NEW YORK, New York, United States Related to adviser: No

Marketer KELSON CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No

Marketer MARCO POLO SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No

Marketer ROCKEFELLER FINANCIAL LLC NEW YORK, New York, United States Related to adviser: No

Marketer SKYPOINT CAPITAL PARTNERS ATLANTA, Georgia, United States Related to adviser: No

Marketer TENEO PARTNERS JAPAN LIMITED TOKYO, Japan Related to adviser: No

Marketer UBS BANK (CANADA) AND UBS INVESTMENT MANAGEMENT CANADA INC. TORONTO, Canada Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE
PCAOB 1096

THE BANK OF NEW YORK
LEI MMYX0N4ZEZ13Z4XCG897

ALPS DISTRIBUTORS, INC.
CRD 16853 · SEC 8-34626

CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646

MARCO POLO SECURITIES LLC
CRD 46561 · SEC 8-51480

MORGAN STANLEY
CRD 149777 · SEC 801-70103

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-4025686875
Reported beneficial owners: 373
Minimum commitment: $1M
Form D file number: 021-153248
Form D file number: 021-153254

Form ADV 2086694 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AXONIC SPECIAL OPPORTUNITIES SBL MASTER FUND, LPHedge Fund · Last reported Mar 30, 2026$405MGross asset value

Feeder funds

AXONIC SPECIAL OPPORTUNITIES SBL OVERSEAS FUND, LTD.

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer ALLEN, ALLEN & PARTNERS PTY LTD SYDNEY, Australia Related to adviser: No

Marketer MARCO POLO SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE
PCAOB 1096

THE BANK OF NEW YORK MELLON
LEI MMYX0N4ZEZ13Z4XCG897

MARCO POLO SECURITIES LLC
CRD 46561 · SEC 8-51480

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-2607674070
Reported beneficial owners: 18
Minimum commitment: $1M
Form D file number: 021-258444
Form D file number: 021-258445

Form ADV 2086694 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AXONIC COMMERCIAL REAL ESTATE MASTER FUND III LPPrivate Equity Fund · Last reported Mar 30, 2026$227MGross asset value

Feeder funds

AXONIC COMMERCIAL REAL ESTATE FUND III, LP

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

Fund details & source

Fund ID: 805-5442492188
Reported beneficial owners: 52
Minimum commitment: $5M
Form D file number: 021-352721

Form ADV 2086694 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AXONIC COMMERCIAL REAL ESTATE DEBT MASTER FUND LPOther Private Fund · Last reported Mar 30, 2026$161MGross asset value

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

THE BANK OF NEW YORK MELLON
LEI MMYX0N4ZEZ13Z4XCG897

Fund details & source

Fund ID: 805-5562901941
Reported beneficial owners: 32
Minimum commitment: $1M
Form D file number: 021-367057

Form ADV 2086694 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AXONIC SYSTEMATIC ARBITRAGE MASTER FUND, LPHedge Fund · Last reported Mar 30, 2026$155MGross asset value

Feeder funds

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer ARM SWISS REPRESENTATIVES SA GLAND, Switzerland Related to adviser: No

Marketer CROSSBOW L - 2132, Luxembourg Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE
PCAOB 1096

THE BANK OF NEW YORK MELLON
LEI MMYX0N4ZEZ13Z4XCG897

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-4043884339
Reported beneficial owners: 15
Minimum commitment: $1M
Form D file number: 021-181290
Form D file number: 021-182796

Form ADV 2086694 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AXONIC COMMERCIAL REAL ESTATE FUND II, LPOther Private Fund · Last reported Mar 30, 2026$150MGross asset value

Form D fundraising filings

Axonic Commercial Real Estate Fund II, LP

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

THE BANK OF NEW YORK MELLON
LEI MMYX0N4ZEZ13Z4XCG897

Fund details & source

Fund ID: 805-2973641014
Reported beneficial owners: 40
Minimum commitment: $5M
Form D file number: 021-352721

Form ADV 2086694 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

520 MADISON AVENUE, 42ND FLOOR
NEW YORK, NY, 10022, United States

CRD 159518

Filing source

Form ADV 2086694 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.