Form D · Hedge Fund

Axonic PG Special Opportunities Overseas Fund 2016-1, Ltd.

Grand Cayman, E9 · CIK 0001668459

Offering snapshot reported Mar 1, 2018 · SEC filing

Reported sold
$16M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.3M$30.5MMar 2, 2016: $30,500,000.00Mar 2, 2016Mar 2, 2017: $16,000,000.00Mar 2, 2017Mar 1, 2018: $16,000,000.00Mar 1, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 1, 2018Amendment$16,000,000$0vs Mar 2, 20173SEC filing
Mar 2, 2017Amendment$16,000,000-$14,500,000vs Mar 2, 20163SEC filing
Mar 2, 2016Initial$30,500,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-258445

Source: Form D, filed Mar 1, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AXONIC PG SPECIAL OPPORTUNITIES OVERSEAS FUND 2016-1, LTD.

Investment adviser: AXONIC CAPITAL LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Jan 24, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1268194 · Jan 24, 2019 · Schedule D 7.B.(1), fund 805-2561303325

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Axonic Capital Llc Executive, Promoter
Scott Dakers Director
Clayton De Giacinto Director
Richard Ruffer Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Intertrust Fiduciary Svcs (Cayman) Ltd 190 Elgin Avenue, George Town
Grand Cayman, E9, KY1-9007