Form D · Hedge Fund

Axonic PG Special Opportunities Fund 2016-1, LP

New York, NY · CIK 0001668298

Offering snapshot reported Mar 1, 2018 · SEC filing

Reported sold: $48.9M
Investors reported: 7
Minimum accepted: $0
First sale: Mar 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$38,000,000 → $48,900,000
Reported investors5 → 7

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 1, 2018	Amendment	$48,900,000	$10,900,000vs Mar 2, 2017	7	SEC filing
Mar 2, 2017	Amendment	$38,000,000	$23,500,000vs Mar 2, 2016	5	SEC filing
Mar 2, 2016	Initial	$14,500,000	No comparison	3	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-258444

Source: Form D, filed Mar 1, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AXONIC PG SPECIAL OPPORTUNITIES FUND 2016-1, LP

Investment adviser: AXONIC CAPITAL LLC

Gross asset value: $25.3M
Beneficial owners: 13
ADV minimum commitment: $1M

Reported in Form ADV on Jan 24, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1268194 · Jan 24, 2019 · Schedule D 7.B.(1), fund 805-3372764184

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Axonic Capital Llc	Executive, Promoter
Axonic Pg Special Opportunities Fund 2016 1 Gp Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Axonic Capital Llc 390 Park Avenue, 15 Th Floor
New York, NY, 10022