Form D · Hedge Fund

AXA IM High Yield Fund, LLC

Greenwich, CT · CIK 0001480508

Offering snapshot reported Aug 17, 2012 · SEC filing

Reported sold
$40M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Oct 1, 1997
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.6M$49.3MApr 5, 2010: $49,250,000.00Apr 5, 2010Aug 17, 2012: $40,000,000.00Aug 17, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$49,250,000 → $40,000,000
  • Reported investors11 → 1

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 17, 2012Amendment$40,000,000-$9,250,000vs Apr 5, 20101SEC filing
Apr 5, 2010Initial$49,250,000No comparison11SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-140183
Limited Liability Company Interests

Source: Form D, filed Aug 17, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AXA IM HIGH YIELD FUND, LLC

Investment adviser: AXA INVESTMENT MANAGERS US INC

Gross asset value
$30.8M
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Sep 14, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON PHILADELPHIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS SAN FRANCISCO, California, United States
Custodian BNY MELLON ASSET SERVICING PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 668899 · Sep 14, 2012 · Schedule D 7.B.(1), fund 805-4271260835

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dominique Carrel Billiard Director
Christophe Coquema Director
David Fourgoux Executive
Thomas Kelleher Executive
Jennifer Patterson Director
Stephane Prunet Director
Gautier Ripert Executive
Jennifer Rosalind Director
Hannah Strasser Executive
Emannuel Vercoustre Director
Anne Yobage Executive
Theodora Zemek Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Fawcett Place
Greenwich, CT, 06830