Investment adviser · CRD 113608

AXA INVESTMENT MANAGERS US INC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 30, 2026

Regulatory AUM: $79.2B
Client accounts: 208
Employees: 167
Advisory professionals: 87

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	28	$34,997,047,963	44.2%
Other investment advisers	5	$30,753,993,025	38.8%
Insurance companies	22	$11,688,324,195	14.7%
Investment companies	2	$1,002,572,449	1.3%
Retirement plans	Fewer than 5	$408,554,388	0.5%
Government entities	Fewer than 5	$379,694,008	0.5%
Banks & thrifts	Fewer than 5	$12,741,461	0.0%

Filing source

Form ADV 2118955 · Jul 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

38 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ST. BERNARD OPPORTUNITY FUND I, LTD.Hedge Fund · Last reported Jul 30, 2026$1.1BGross asset value

Fund administrator U.S. BANCORP FUND SERVICES, LTD. HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO CAYMAN LTD GRAND CAYMAN, Cayman Islands

Custodian BNY MELLON ASSET SERVICING NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO CAYMAN LTD
PCAOB 2162

Fund details & source

Fund ID: 805-6878952019
Reported beneficial owners: 12
Minimum commitment: $100K

Form ADV 2118955 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALLEGRO CLO XIII, LTDSecuritized Asset Fund · Last reported Jul 30, 2026$500MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Marketer NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

Fund details & source

Fund ID: 805-2513433828
Reported beneficial owners: 5
Minimum commitment: $250K

Form ADV 2118955 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALLEGRO CLO XVII LTDSecuritized Asset Fund · Last reported Jul 30, 2026$500MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A NEW YORK, New York, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A
LEI WFLLPEPC7FZXENRZV188

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-7892107575
Reported beneficial owners: 4
Minimum commitment: $250K

Form ADV 2118955 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALLEGRO CLO XIV, LTDSecuritized Asset Fund · Last reported Jul 30, 2026$500MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Marketer NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

Fund details & source

Fund ID: 805-1594607037
Reported beneficial owners: 3
Minimum commitment: $250K

Form ADV 2118955 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADAGIO XIII EURO CLO DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund · Last reported Jul 30, 2026$470MGross asset value

Fund administrator BANK OF NEW YORK MELLON TRUST COMPANY, SA/NV DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON TRUST COMPANY, SA/NV DUBLIN, Ireland Related to adviser: No

Marketer BNP PARIBAS LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BANK OF NEW YORK MELLON TRUST COMPANY, SA/NV
LEI 2138005U6PFAG1EGQ67

Fund details & source

Fund ID: 805-7459478151
Reported beneficial owners: 4
Minimum commitment: $250K

Form ADV 2118955 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADAGIO IV CLO DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund · Last reported Jul 30, 2026$470MGross asset value

Fund administrator BANK OF NEW YORK MELLON TRUST COMPANY, SA/NV DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No

Marketer BARCLAYS NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-4839109757
Reported beneficial owners: 17
Minimum commitment: $250K

Form ADV 2118955 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADAGIO XI CLO, DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund · Last reported Jul 30, 2026$468MGross asset value

Fund administrator BANK OF NEW YORK MELLON TRUST COMPANY, SA/NV LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON TRUST COMPANY, SA/NV DUBLIN, Ireland Related to adviser: No

Marketer BOFA SECURITIES, INC. LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BANK OF NEW YORK MELLON TRUST COMPANY, SA/NV
LEI 2138005U6PFAG1EGQ67

Fund details & source

Fund ID: 805-1691641187
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 2118955 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 30, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

787 7TH AVENUE, 5TH FLOOR ANNEX
NEW YORK, NY, 10019, United States

CRD 113608

Filing source

Form ADV 2118955 · Jul 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.