Form D · Hedge Fund

Australian Special Opportunity Fund, LP

New York, NY · CIK 0001515020

Offering snapshot reported Jun 13, 2014 · SEC filing

Reported sold: $11M
Investors reported: 26
Minimum accepted: $500K
First sale: Feb 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$10,457,303 → $11,026,753
Reported investors24 → 26

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 13, 2014	Amendment	$11,026,753	$569,450vs May 13, 2013	26	SEC filing
May 13, 2013	Amendment	$10,457,303	$3,775,160vs May 8, 2013	24	SEC filing
May 8, 2013	Amendment	$6,682,143	$1,334,840vs Oct 26, 2011	20	SEC filing
Oct 26, 2011	Initial	$5,347,303	No comparison	13	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $42.6K
Finders' fees: $0
Form D file number: 021-167818

The total amount sold and the number of investors reflected in this Form D do not take redemptions and/or withdrawals into consideration.

Limited Partnership Interests. The minimum amount reflected in Item 11 may be reduced at the discretion of the General Partner of the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	KJM SECURITIES, INC. · CRD 20277

Source: Form D, filed Jun 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE AUSTRALIAN SPECIAL OPPORTUNITY FUND, LP

Investment adviser: THE LIND PARTNERS, LLC

Gross asset value: $4.48M
Beneficial owners: 40
ADV minimum commitment: $500K

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) 2 LTD GEORGE TOWN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No

Custodian BAILLIEU HOLST LTD SYDNEY, Australia Related to adviser: No

Custodian CITY NATIONAL BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1740060 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-1795079387

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Arlene Brownstein	Executive
Jeffrey Easton	Executive, Promoter
N/A N/A Lind Asset Management, Llc	Promoter
N/A The Lind Partners Australia, Llc	Executive, Promoter
N/A N/A The Lind Partners, Llc	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

The Lind Partners Australia, Llc 370 Lexington Avenue, Suite 1900
New York, NY, 10017