Investment adviser · CRD 290338

THE LIND PARTNERS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 11, 2026

Regulatory AUM: $153M
Client accounts: 6
Employees: 9
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$153,067,022	100.0%

Filing source

Form ADV 2104619 · May 11, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LIND GLOBAL FUND III LPPrivate Equity Fund · Last reported May 11, 2026$77MGross asset value

Form D fundraising filings

Lind Global Fund III LP

Fund administrator CATALYST FUND ADMINISTRATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Custodian CITY NATIONAL BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian VELOCITY TRADE LIMITED SYDNEY, Australia Related to adviser: No

Prime broker CLEAR STREET LLC NEW YORK, New York, United States

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

CLEAR STREET LLC
SEC 8-69972

JEFFERIES LLC
SEC 8-15074

VELOCITY TRADE LIMITED
LEI 549300T167XWWKCEDP79

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-3849128748
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-548302

Form ADV 2104619 · May 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIND GLOBAL FUND II LPPrivate Equity Fund · Last reported May 11, 2026$58.1MGross asset value

Form D fundraising filings

Lind Global Fund II LP

Fund administrator CATALYST FUND ADMINISTRATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian CITY NATIONAL BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian TD SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian VELOCITY TRADE LIMITED SYDNEY, Australia Related to adviser: No

Custodian VISION FINANCIAL MARKETS LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker CLEAR STREET LLC NEW YORK, New York, United States

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Prime broker TD SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker VISION FINANCIAL MARKETS LLC STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

CLEAR STREET LLC
SEC 8-69972

JEFFERIES LLC
SEC 8-15074

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

TD SECURITIES (USA) LLC
SEC 8-36747

VELOCITY TRADE LIMITED
LEI 549300T167XWWKCEDP79

VISION FINANCIAL MARKETS LLC
SEC 8-67447

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

JEFFERIES LLC
CRD 2347 · SEC 8-15074

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

TD SECURITIES (USA) LLC
CRD 18476 · SEC 8-36747

VISION FINANCIAL MARKETS LLC
CRD 142271 · SEC 8-67447

Fund details & source

Fund ID: 805-4237490332
Reported beneficial owners: 81
Minimum commitment: $1M
Form D file number: 021-406192

Form ADV 2104619 · May 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIND GLOBAL MACRO FUND, LPPrivate Equity Fund · Last reported May 11, 2026$11.1MGross asset value

Form D fundraising filings

Lind Global Macro Fund LP

Fund administrator MUFG FUND SERVICES (CAYMAN) LTD GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian CITY NATIONAL BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian ORD MINNETT LIMITED SYDNEY, Australia Related to adviser: No

Custodian TD SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker TD SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

JEFFERIES LLC
SEC 8-15074

ORD MINNETT LIMITED
LEI 2617008FV86BTKAECX26

TD SECURITIES (USA) LLC
SEC 8-36747

JEFFERIES LLC
CRD 2347 · SEC 8-15074

TD SECURITIES (USA) LLC
CRD 18476 · SEC 8-36747

Fund details & source

Fund ID: 805-6315259886
Reported beneficial owners: 79
Minimum commitment: $1M
Form D file number: 021-337251

Form ADV 2104619 · May 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIND GLOBAL ASSET MANAGEMENT VII LLCPrivate Equity Fund · Last reported May 11, 2026$5.19MGross asset value

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian CITY NATIONAL BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-4716795320
Reported beneficial owners: 25
Minimum commitment: $0

Form ADV 2104619 · May 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE AUSTRALIAN SPECIAL OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 30, 2023$4.48MGross asset value

Form D fundraising filings

Australian Special Opportunity Fund, LP

Fund administrator MUFG FUND SERVICES (CAYMAN) 2 LTD GEORGE TOWN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No

Custodian BAILLIEU HOLST LTD SYDNEY, Australia Related to adviser: No

Custodian CITY NATIONAL BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-1795079387
Reported beneficial owners: 40
Minimum commitment: $500K
Form D file number: 021-167818

Form ADV 1740060 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE CANADIAN SPECIAL OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 30, 2023$1.84MGross asset value

Form D fundraising filings

Canadian Special Opportunity Fund, LP

Fund administrator MUFG FUND SERVICES (CAYMAN) 2 LTD GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITY NATIONAL BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-4350010937
Reported beneficial owners: 5
Minimum commitment: $500K
Form D file number: 021-196392

Form ADV 1740060 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 11, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

444 MADISON AVE, 41ST FLOOR
NEW YORK, NY, 10022, United States

CRD 290338

Filing source

Form ADV 2104619 · May 11, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.