Form D · Other Investment Fund

AUSAF ABS III, LLC

New York, NY · CIK 0001590609

Offering snapshot reported Dec 3, 2013 · SEC filing

Reported sold
$3.75M
Offering amount: $10M
Investors reported
22
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 21, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 3, 2013Initial$3,750,000No comparison22SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-207308
Issuer does not intend to sell remaining $6,250,000.

Source: Form D, filed Dec 3, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUSAF ABS III

Investment adviser: AURIGA CAPITAL MANAGEMENT, LLC

Gross asset value
$1.97M
Beneficial owners
21
ADV minimum commitment
$25K

Reported in Form ADV on Aug 10, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian WELLS FARGO BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 930523 · Aug 10, 2015 · Schedule D 7.B.(1), fund 805-3498752807

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Guba Executive
Auriga Capital Management Llc Executive
John Tartaglia Executive
Richard Winter Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
546 Fifth Avenue 9 Th Floor
New York, NY, 10036