Form D · Other Investment Fund

AUSAF ABS I, LLC

New York, NY · CIK 0001573172

Offering snapshot reported Mar 28, 2013 · SEC filing

Reported sold: $4.33M
Investors reported: 42
Minimum accepted: $20K
First sale: Mar 1, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 28, 2013	Initial	$4,332,800	No comparison	42	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-194135

Source: Form D, filed Mar 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUSAF ABS I

Investment adviser: AURIGA CAPITAL MANAGEMENT, LLC

Gross asset value: $3.54M
Beneficial owners: 42
ADV minimum commitment: $50K

Reported in Form ADV on Mar 19, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian WELLS FARGO BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 894467 · Mar 19, 2015 · Schedule D 7.B.(1), fund 805-7429776906

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
AUSAF ABS I, LLC (this fund)	Mar 28, 2013	$4,332,800	42
AUSAF ABS III, LLC	Dec 3, 2013	$3,750,000	22

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas Guba	Executive
Auriga Capital Management Llc	Executive
Shannon Smith	Executive
John Tartaglia	Executive
Richard Winter	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

546 Fifth Avenue 9 Th Floor
New York, NY, 10036