Form D · Hedge Fund

Aurora Limited Partnership II

Chicago, IL · CIK 0001468157

Offering snapshot reported Nov 10, 2014 · SEC filing

Reported sold
$644M
Indefinite offering
Investors reported
590
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$322M$644MJul 14, 2009: $58,945,630.00Jul 14, 2009Mar 12, 2010: $152,525,730.00Mar 14, 2011: $244,831,730.00Oct 20, 2011: $352,504,308.00Oct 24, 2012: $509,010,767.00Nov 8, 2013: $609,774,707.00Nov 10, 2014: $644,011,583.00Nov 10, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$609,774,707 → $644,011,583
  • Reported investors556 → 590

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 10, 2014Amendment$644,011,583$34,236,876vs Nov 8, 2013590SEC filing
Nov 8, 2013Amendment$609,774,707$100,763,940vs Oct 24, 2012556SEC filing
Oct 24, 2012Amendment$509,010,767$156,506,459vs Oct 20, 2011485SEC filing
Oct 20, 2011Amendment$352,504,308$107,672,578vs Mar 14, 2011364SEC filing
Mar 14, 2011Amendment$244,831,730$92,306,000vs Mar 12, 2010209SEC filing
Mar 12, 2010Amendment$152,525,730$93,580,100vs Jul 14, 200976SEC filing
Jul 14, 2009Initial$58,945,630No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$977K (estimated)
Finders' fees
$0
Form D file number
021-132717
The Fund pays a portion of the monthly Management Fee to selling agents - see Item 12

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714
Morgan Stanley Smith Barney LLC149777
Deutsche Bank Securities Inc.2525
RBC Capital Markets Corporation6579

Source: Form D, filed Nov 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AURORA LIMITED PARTNERSHIP II

Investment adviser: AURORA INVESTMENT MANAGEMENT L.L.C.

Gross asset value
$4.15M
Beneficial owners
1
ADV minimum commitment
$250K

Reported in Form ADV on Feb 4, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, N.A. DALLAS, Texas, United States Related to adviser: No
Marketer BARCLAYS CAPITAL INC. NEW YORK CITY, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Marketer NGAM DISTRIBUTION, L.P. BOSTON, Massachusetts, United States Related to adviser: Yes
Marketer RBC CAPITAL MARKETS CORPORATION MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 801-69700

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

MORGAN STANLEY
CRD 149777 · SEC 801-70103

NGAM DISTRIBUTION, L.P.
CRD 34754 · SEC 8-46325

RBC CAPITAL MARKETS CORPORATION
CRD 6579 · SEC 8-1672

Filing source

Form ADV 976223 · Feb 4, 2016 · Schedule D 7.B.(1), fund 805-7994546161

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aurora Investment Management L.L.C. Executive
Jerry Scott Fuesel Executive
James Harvey Hayes Executive
Scott Craven Jones Executive
David Edward Kuenzi Executive
Roxanne M. Martino Executive
Scott Matthew Montpas Executive
Anne Marie Morley Executive
Anne Marie Morley Executive
Beth Amber Satterfield Executive
Scott Charles Schweighauser Executive
Justin David Sheperd Executive
Michael Joseph Sullivan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Aurora Investment Management L.L.C. 300 North La Salle Street, 52nd Floor
Chicago, IL, 60654