Form D · Hedge Fund
AURORA LIMITED PARTNERSHIP
Chicago, IL · CIK 0001010290
Offering snapshot reported Nov 9, 2015 · SEC filing
- Reported sold
- $3.73B Indefinite offering
- Investors reported
- 732 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jan 1, 1988 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,700,841,251 → $3,731,452,251
- Reported investors705 → 732
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 9, 2015 | Amendment | $3,731,452,251 | $30,611,000vs Nov 10, 2014 | 732 | SEC filing |
| Nov 10, 2014 | Amendment | $3,700,841,251 | $573,648,967vs Nov 8, 2013 | 705 | SEC filing |
| Nov 8, 2013 | Amendment | $3,127,192,284 | $75,636,250vs Oct 24, 2012 | 691 | SEC filing |
| Oct 24, 2012 | Amendment | $3,051,556,034 | $40,558,259vs Oct 20, 2011 | 676 | SEC filing |
| Oct 20, 2011 | Amendment | $3,010,997,775 | $61,107,564vs Mar 14, 2011 | 669 | SEC filing |
| Mar 14, 2011 | Amendment | $2,949,890,211 | $232,829,999vs Mar 12, 2010 | 663 | SEC filing |
| Mar 12, 2010 | Amendment | $2,717,060,212 | $207,275,551vs Mar 13, 2009 | 637 | SEC filing |
| Mar 13, 2009 | Amendment | $2,509,784,661 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $317K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-53648
The Fund pays a portion of the monthly Management Fee to selling agents - see Item 12.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutsche Bank Securities Inc. | 2525 | |
| Barclays Capital Inc. | 19714 | |
| Morgan Stanley Smith Barney LLC | 149777 | |
| RBC Capital Markets, LLC | 31194 |
Source: Form D, filed Nov 9, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AURORA LIMITED PARTNERSHIP
Investment adviser: AURORA INVESTMENT MANAGEMENT L.L.C.
- Gross asset value
- $6.28M
- Beneficial owners
- 519
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Filing source
Form ADV 1194696 · Mar 26, 2018 · Schedule D 7.B.(1), fund 805-9457150058
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Aurora Investment Management L.L.C. | Executive |
| Jerry Scott Fuesel | Executive |
| James Harvey Hayes | Executive |
| Scott Craven Jones | Executive |
| David Edward Kuenzi | Executive |
| Roxanne M. Martino | Executive |
| Scott Matthew Montpas | Executive |
| Anne Marie Morley | Executive |
| Anne Marie Morley | Executive |
| Isabelle Marie Perrault | Executive |
| Beth Amber Satterfield | Executive |
| Scott Charles Schweighauser | Executive |
| Justin David Sheperd | Executive |
| Michael Joseph Sullivan | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60654