Form D · Hedge Fund

Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · CIK 0001483007

Offering snapshot reported Feb 22, 2016 · SEC filing

Reported sold
$91.2M
Indefinite offering
Investors reported
149
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45.6M$91.2MFeb 3, 2010Feb 2, 2011: $26,404,849.00Feb 2, 2012: $38,343,330.00Feb 1, 2013: $49,150,693.00Jan 31, 2014: $85,675,971.00Feb 17, 2015: $90,259,643.00Feb 22, 2016: $91,152,643.00Feb 22, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$90,259,643 → $91,152,643
  • Reported investors143 → 149

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 22, 2016Amendment$91,152,643$893,000vs Feb 17, 2015149SEC filing
Feb 17, 2015Amendment$90,259,643$4,583,672vs Jan 31, 2014143SEC filing
Jan 31, 2014Amendment$85,675,971$36,525,278vs Feb 1, 2013102SEC filing
Feb 1, 2013Amendment$49,150,693No comparison102SEC filing
Feb 2, 2012Amendment$38,343,330No comparison97SEC filing
Feb 2, 2011Amendment$26,404,849No comparison60SEC filing
Feb 3, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$45.8K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-138400

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Feb 22, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STRATEGIC PARTNERS VII ASP FUND

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value
$241M
Beneficial owners
544
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 1612029 · Mar 30, 2022 · Schedule D 7.B.(1), fund 805-5246763857

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
James F. Angelos Executive
Phil Bancroft Director, Executive
Sheelpa P. Brown Executive
Rob Coltrin Executive
Doretta Dunegan Executive
Dean A. Junkans Director
Michael H. Koonce Executive
Anil Kumar Executive
Lloyd Lipsett Executive
Yukari Nakano Director, Executive
Sean Nicolosi Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Adam Taback Executive
N/A Wells Fargo Investment Institute Inc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Wells Fargo Investment Institute Inc 401 S. Tryon Street, Th3
Charlotte, NC, 28288-1157