Form D · Hedge Fund

Ault Alpha LP

Las Vegas, NV · CIK 0001881248

Offering snapshot reported Sep 15, 2022 · SEC filing

Reported sold: $32.6M
Investors reported: 2
Minimum accepted: $250K
First sale: Sep 1, 2021

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,000,000 → $32,625,000
Reported investors1 → 2

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 15, 2022	Amendment	$32,625,000	$27,625,000vs Sep 14, 2021	2	SEC filing
Sep 14, 2021	Initial	$5,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-413222

Source: Form D, filed Sep 15, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AULT ALPHA LP

Investment adviser: AULT CAPITAL MANAGEMENT LLC

Gross asset value: $11.8M
Beneficial owners: 2
ADV minimum commitment: $250K

Reported in Form ADV on Jan 11, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BAKER TILLY US, LLP SAN DIEGO, California, United States

Custodian ALEXANDER CAPITAL, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian FIRST NATIONAL BANK ALASKA ANCHORAGE, Alaska, United States Related to adviser: No

Custodian GLENDALE SECURITIES, INC. SHERMAN OAKS, California, United States Related to adviser: No

Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Custodian WILSON-DAVIS & CO., INC. SALT LAKE CITY, Utah, United States Related to adviser: No

Prime broker ALEXANDER CAPITAL, L.P. NEW YORK, New York, United States

Prime broker GLENDALE SECURITIES, INC. SHERMAN OAKS, California, United States

Prime broker RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States

Prime broker WILSON-DAVIS & CO., INC. SALT LAKE CITY, Utah, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY US, LLP
PCAOB 23

ALEXANDER CAPITAL, L.P.
SEC 8-48957

FIRST NATIONAL BANK ALASKA
LEI 25490089V5DJHFQMOA03

GLENDALE SECURITIES, INC.
SEC 8-65604

RBC CAPITAL MARKETS, LLC
SEC 8-45411

WILSON-DAVIS & CO., INC.
SEC 8-14299

ALEXANDER CAPITAL, L.P.
CRD 40077 · SEC 8-48957

GLENDALE SECURITIES, INC.
CRD 123649 · SEC 8-65604

RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 8-45411

WILSON-DAVIS & CO., INC.
CRD 3777 · SEC 8-14299

Filing source

Form ADV 1811353 · Jan 11, 2024 · Schedule D 7.B.(1), fund 805-6759042136

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Milton C. Ault, Iii	Promoter
Kenneth S. Cragun	Promoter
William B. Horne	Promoter
Henry C.W. Nisser	Promoter
See Clarification See Clarification	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11411 Southern Highlands Parkway Suite 330
Las Vegas, NV, 89141