Investment adviser · CRD 317285

AULT CAPITAL MANAGEMENT

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

AULT CAPITAL MANAGEMENT LLC

LAS VEGAS, NV, United States · Form ADV filed Jan 11, 2024

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AULT ALPHA LPHedge Fund · Last reported Jan 11, 2024$11.8MGross asset value

Form D fundraising filings

Ault Alpha LP

Auditor BAKER TILLY US, LLP SAN DIEGO, California, United States
Custodian ALEXANDER CAPITAL, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian FIRST NATIONAL BANK ALASKA ANCHORAGE, Alaska, United States Related to adviser: No
Custodian GLENDALE SECURITIES, INC. SHERMAN OAKS, California, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Custodian WILSON-DAVIS & CO., INC. SALT LAKE CITY, Utah, United States Related to adviser: No
Prime broker ALEXANDER CAPITAL, L.P. NEW YORK, New York, United States
Prime broker GLENDALE SECURITIES, INC. SHERMAN OAKS, California, United States
Prime broker RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States
Prime broker WILSON-DAVIS & CO., INC. SALT LAKE CITY, Utah, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BAKER TILLY US, LLP
PCAOB 23

ALEXANDER CAPITAL, L.P.
SEC 8-48957

FIRST NATIONAL BANK ALASKA
LEI 25490089V5DJHFQMOA03

GLENDALE SECURITIES, INC.
SEC 8-65604

RBC CAPITAL MARKETS, LLC
SEC 8-45411

WILSON-DAVIS & CO., INC.
SEC 8-14299

ALEXANDER CAPITAL, L.P.
CRD 40077 · SEC 8-48957

GLENDALE SECURITIES, INC.
CRD 123649 · SEC 8-65604

RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 8-45411

WILSON-DAVIS & CO., INC.
CRD 3777 · SEC 8-14299

Fund details & source
Fund ID
805-6759042136
Reported beneficial owners
2
Minimum commitment
$250K
Form D file number
021-413222

Form ADV 1811353 · Jan 11, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 11, 2024. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 330
LAS VEGAS, NV, 89141, United States

CRD 317285

Filing source

Form ADV 1811353 · Jan 11, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.