Form D · Private Equity Fund

Auldbrass Partners Secondary Opportunity Fund III, L.P.

New York, NY · CIK 0001864691

Offering snapshot reported Jun 14, 2022 · SEC filing

Reported sold: $149M
Investors reported: 40
Minimum accepted: $0
First sale: Jun 9, 2021

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors41 → 40

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 14, 2022	Amendment	$148,600,000	$0vs Jun 7, 2022	40	SEC filing
Jun 7, 2022	Amendment	$148,600,000	No comparison	41	SEC filing
May 28, 2021	Initial	Yet to sell	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $3M (estimated)
Finders' fees: $0
Form D file number: 021-401044

The estimate includes amounts which may be payable in the next 12 months.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Aviditi Financial, LLC	309026	Aviditi Financial, LLC · CRD 309026

Source: Form D, filed Jun 14, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND III, LP

Investment adviser: AULDBRASS PARTNERS, LP

Gross asset value: $302M
Beneficial owners: 52
ADV minimum commitment: $1M

Reported in Form ADV on Sep 3, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SPECTRUM PRIVATE EQUITY SERVICES LLC WESTFORD, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS CHICAGO, Illinois, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

Filing source

Form ADV 2127426 · Sep 3, 2026 · Schedule D 7.B.(1), fund 805-7614356269

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Auldbrass Partners Secondary Opportunity Fund, L.P.	Nov 24, 2014	$15,000,000	1
Auldbrass Partners Secondary Opportunity Fund II, L.P.	Jul 27, 2018	$52,850,000	8
Auldbrass Partners Secondary Opportunity Fund III, L.P. (this fund)	Jun 14, 2022	$148,600,000	40
Auldbrass Partners Secondary Opportunity Fund IV, L.P.	Jul 24, 2026	$63,000,000	12

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Howard Sanders	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

250 Park Avenue, Suite 911
New York, NY, 10177