Investment adviser · CRD 161360

AULDBRASS PARTNERS, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 3, 2026

Regulatory AUM: $413M
Client accounts: 5
Employees: 11
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$412,916,586	100.0%

Filing source

Form ADV 2127426 · Sep 3, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND IV, LPPrivate Equity Fund · Last reported Sep 3, 2026$51.9MGross asset value

Form D fundraising filings

Auldbrass Partners Secondary Opportunity Fund IV, L.P.

Fund administrator SPECTRUM PRIVATE EQUITY SERVICES LLC WESTFORD, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS CHICAGO, Illinois, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

Fund details & source

Fund ID: 805-3343069864
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-552530

Form ADV 2127426 · Sep 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND II, LPPrivate Equity Fund · Last reported Sep 3, 2026$42.1MGross asset value

Form D fundraising filings

Auldbrass Partners Secondary Opportunity Fund II, L.P.

Feeder funds

AULDBRASS SOF II ACCESS FUND, LP

Fund administrator SPECTRUM PRIVATE EQUITY SERVICES LLC WESTFORD, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS CHICAGO, Illinois, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

Fund details & source

Fund ID: 805-3497799626
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-286328

Form ADV 2127426 · Sep 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AULDBRASS PARTNERS SPV I, LPPrivate Equity Fund · Last reported Sep 3, 2026$262KGross asset value

Feeder funds

AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND III, LP
AULDBRASS PARTNERS AP-CITI FUND, LP

Fund administrator SPECTRUM PRIVATE EQUITY SERVICES LLC WESTFORD, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS CHICAGO, Illinois, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

Fund details & source

Fund ID: 805-9896430059
Reported beneficial owners: 53
Minimum commitment: $1M

Form ADV 2127426 · Sep 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AULDBRASS PARTNERS (CH-VC 00-02), LPPrivate Equity Fund · Last reported Mar 30, 2023$427KGross asset value

Fund administrator SPECTRUM PRIVATE EQUITY SERVICES LLC WESTFORD, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITI PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6282244554
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1737013 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AULDBRASS PARTNERS (CH-LBO), LPPrivate Equity Fund · Last reported Mar 30, 2023$272KGross asset value

Fund administrator SPECTRUM PRIVATE EQUITY SERVICES LLC WESTFORD, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3462700856
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1737013 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AULDBRASS PARTNERS SECONDARY OPPORTUNITY FUND, LPPrivate Equity Fund · Last reported Jan 23, 2026$66.6KGross asset value

Feeder funds

AULDBRASS SOF ACCESS FUND, LP

Fund administrator SPECTRUM PRIVATE EQUITY SERVICES LLC WESTFORD, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITI PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7224631313
Reported beneficial owners: 3
Minimum commitment: $50K
Form D file number: 021-286328

Form ADV 2044573 · Jan 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AULDBRASS PARTNERS (CH-VC 05-07), LPPrivate Equity Fund · Last reported May 14, 2020$0Gross asset value

Fund administrator FTS FUND SERVICES, LLC MORRISTOWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CHICAGO, Illinois, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Fund details & source

Fund ID: 805-8850230639
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1418784 · May 14, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 3, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

152 W. 57TH STREET, 19TH FLOOR
NEW YORK, NY, 10019, United States

CRD 161360

Filing source

Form ADV 2127426 · Sep 3, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.