Form D · Other Investment Fund

Audax Senior Loan Fund IV-A, L.P.

Boston, MA · CIK 0001782465

Offering snapshot reported Jul 23, 2020 · SEC filing

Reported sold: $103M
Investors reported: 8
Minimum accepted: $0
First sale: Jul 22, 2019

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 8

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 23, 2020	Amendment	$102,750,000	No comparison	8	SEC filing
Jul 18, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-344630

THE AMOUNT WILL BE DETERMINED BASED UPON THE SALES OF INTERESTS IN THE FUND.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
FAP USA, L.P.	145860
SAF FINANCIAL SECURITIES LLC	284938

Source: Form D, filed Jul 23, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUDAX SENIOR LOAN FUND IV-A, L.P.

Investment adviser: AUDAX MANAGEMENT COMPANY (NY), LLC

Gross asset value: $118M
Beneficial owners: 4
ADV minimum commitment: $100K

Reported in Form ADV on Aug 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer CAMPBELL LUTYENS & CO. LTD LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

Filing source

Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1), fund 805-9524349387

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin P. Magid	Director, Executive
Michael P. Mcgonigle	Director, Executive
Geoffrey S. Rehnert	Executive
Marc B. Wolpow	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

101 Huntington Avenue
Boston, MA, 02199