Form D · Private Equity Fund

AUDAX MEZZANINE FUND V-A, L.P.

Boston, MA · CIK 0001807876

Offering snapshot reported Apr 1, 2021 · SEC filing

Reported sold: $1.19B
Investors reported: 27
Minimum accepted: $0
First sale: Apr 2, 2020

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 27

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 1, 2021	Amendment	$1,187,000,000	No comparison	27	SEC filing
Apr 1, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-364157

Certain placement agents have been retained and will be apportioned a fee to be determined based on certain commitments raised.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
SAF Financial Securities LLC	284938
FAP USA, L.P.	145860
First Avenue Partners LLP	None
XLC Distribution Services SpA	None

Source: Form D, filed Apr 1, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUDAX MEZZANINE FUND V-A, L.P.

Investment adviser: AUDAX MANAGEMENT COMPANY (NY), LLC

Gross asset value: $1.26B
Beneficial owners: 27
ADV minimum commitment: $5M

Reported in Form ADV on Aug 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Filing source

Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1), fund 805-3982991264

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
U. Peter C. Gummeson	Director
Kevin P. Magid	Director
Geoffrey S. Rehnert	Executive
Marc B. Wolpow	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

101 Huntington Avenue
Boston, MA, 02199