Form D · Private Equity Fund

Audax Mezzanine Fund IV-B, L.P.

Boston, MA · CIK 0001638225

Offering snapshot reported Apr 6, 2016 · SEC filing

Reported sold
$906M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 7, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 14

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 6, 2016Amendment$906,275,510No comparison14SEC filing
Apr 6, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$60K (estimated)
Finders' fees
$0
Form D file number
021-237374
Total Amount Sold includes amounts of interests sold by Issuer's related investment vehicles.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Hana Daetoo Securities Co., Ltd.None

Source: Form D, filed Apr 6, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUDAX MEZZANINE FUND IV-B, L.P.

Investment adviser: AUDAX MANAGEMENT COMPANY (NY), LLC

Gross asset value
$181M
Beneficial owners
18
ADV minimum commitment
$5M

Reported in Form ADV on Aug 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States
Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG, LLP
PCAOB 42

Filing source

Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1), fund 805-3730534662

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
U. Peter C. Gummeson Director
Kevin P. Magid Director
Geoffrey S. Rehnert Executive
Marc B. Wolpow Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
101 Huntington Avenue
Boston, MA, 02199