Form D · Private Equity Fund
Audax Mezzanine Fund III, L.P.
New York, NY · CIK 0001478232
Offering snapshot reported Dec 7, 2010 · SEC filing
- Reported sold
- $801M Offering amount: $1B
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 30, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 45
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 7, 2010 | Amendment | $801,450,000 | No comparison | 45 | SEC filing |
| Dec 8, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-136745
The General Partner reserves the right to offer a greater or lesser amount of limited partner interests.
Source: Form D, filed Dec 7, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AUDAX MEZZANINE FUND III, L.P.
Investment adviser: AUDAX MANAGEMENT COMPANY (NY), LLC
- Gross asset value
- $24M
- Beneficial owners
- 55
- ADV minimum commitment
- $5M
Reported in Form ADV on Aug 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG, LLP
PCAOB 42
Filing source
Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1), fund 805-4746845159
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| U. Peter C. Gummeson | Executive, Promoter |
| Kevin P. Magid | Executive, Promoter |
| Geoffrey S. Rehnert | Executive, Promoter |
| Marc B. Wolpow | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017