Form D · Private Equity Fund

AUA Private Equity Fund, LP

New York, NY · CIK 0001595927

Offering snapshot reported Jan 7, 2014 · SEC filing

Reported sold
$64M
Offering amount: $200M
Investors reported
18
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 23, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 7, 2014Initial$64,000,000No comparison18SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$600K (estimated)
Finders' fees
$0
Form D file number
021-209463
Issuer is offering up to $200,000,000 in interests, subject to GP's discretion to increase such amount up to $250,000,000.
Recipient to receive 1.5% of introduced, funded committed capital

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Kristina Maria Matthews2993898Trump Securities, LLC · CRD 47107

Source: Form D, filed Jan 7, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUA PRIVATE EQUITY FUND, LP

Investment adviser: AUA PRIVATE EQUITY PARTNERS, LLC

Gross asset value
$19M
Beneficial owners
50
ADV minimum commitment
$75K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CENTAUR FUND SERVICES US, INC., A WAYSTONE GROUP FAIR LAWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLC NEW YORK, New York, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian SVB FINANCIAL GROUP NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLC
PCAOB 34

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 2057163 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-3132711174

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Benyaminy Director, Executive
Kyce Chihi Director
Steven Flyer Director, Executive
Andrew Unanue Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
14 Penn Plaza Suite 1305
New York, NY, 10122