Form D · Private Equity Fund
AUA Private Equity Fund III, LP
West Palm Beach, FL · CIK 0002027690
Offering snapshot reported Nov 3, 2026 · SEC filing
- Reported sold
- $323M Indefinite offering
- Investors reported
- 97 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 21, 2024 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$304,661,000 → $323,211,000
- Reported investors106 → 97
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 3, 2026 | Amendment | $323,211,000 | $18,550,000vs May 1, 2026 | 97 | SEC filing |
| May 1, 2026 | Amendment | $304,661,000 | $38,725,000vs Dec 30, 2025 | 106 | SEC filing |
| Dec 30, 2025 | Amendment | $265,936,000 | $39,250,000vs Aug 18, 2025 | 76 | SEC filing |
| Aug 18, 2025 | Amendment | $226,686,000 | No comparison | Not reported | SEC filing |
| Feb 7, 2025 | Amendment | $204,436,000 | $0vs Dec 31, 2024 | 61 | SEC filing |
| Dec 31, 2024 | Amendment | $204,436,000 | No comparison | 61 | SEC filing |
| Jul 25, 2024 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $7M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-519720
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GT Securities, Inc. | 116012 | |
| Moelis& Company LLC | 145115 | |
| Thomas Capital Group, Inc. | 45180 | |
| INTE Securities LLC | 47107 | |
| TritonLake Limited | None | |
| Old City Securities LLC | 171910 | |
| MPW Capital Advisors Limited | None |
Source: Form D, filed Nov 3, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AUA PRIVATE EQUITY FUND III, LP
Investment adviser: AUA PRIVATE EQUITY PARTNERS, LLC
- Gross asset value
- $65.9M
- Beneficial owners
- 47
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLC
PCAOB 34
J.P. MORGAN SECURITIES LLC
SEC 8-35008
FOUR POINTS CAPITAL PARTNERS LLC
CRD 43149 · SEC 8-50162
GT SECURITIES, INC.
CRD 116012 · SEC 8-53527
MOELIS & COMPANY LLC
CRD 145115 · SEC 8-67705
Filing source
Form ADV 2057163 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7498397250
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Aua Carry Partner Holdings Iii, Llc | Executive |
| N/A Aua Investment Management, Llc | Executive |
| N/A Aua Private Equity Gp Iii, Llc | Executive |
| N/A Aua Private Equity Investments Gp Iii, Lp | Executive |
| Andrew Unanue | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:West Palm Beach, FL, 33401