Form D · Private Equity Fund

Ashokan Associates LP

New York, NY · CIK 0001526273

Offering snapshot reported Jul 25, 2012 · SEC filing

Reported sold
$44.2M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 14, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.1M$44.2MJul 26, 2011: $10,281,207.00Jul 26, 2011Jul 25, 2012: $44,197,698.00Jul 25, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,281,207 → $44,197,698
  • Reported investors4 → 20

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 25, 2012Amendment$44,197,698$33,916,491vs Jul 26, 201120SEC filing
Jul 26, 2011Initial$10,281,207No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-163466

Source: Form D, filed Jul 25, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASHOKAN ASSOCIATES LP

Investment adviser: QVT FINANCIAL LP

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Aug 22, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1236352 · Aug 22, 2018 · Schedule D 7.B.(1), fund 805-7003354072

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Ashokan Associates Gp Llc Executive
Ashokan Associates Gp Llc Ashokan Associates Gp Llc Executive
Nicholas David Stupnick Brumm Executive
Arthur Pai Shih Chu Executive
Tracy Chuin Fu Executive
Dan Allen Gold Executive
Daniel Allen Gold Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1177 Avenue Of The Americas 9 Th Floor
New York, NY, 10036