Investment adviser · CRD 156508

QVT FINANCIAL LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$1.79B
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
31
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles7$1,786,665,823100.0%
Filing source

Form ADV 2053166 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

QVT FAMILY OFFICE FUND LPHedge Fund · Last reported Mar 31, 2026$759MGross asset value

Feeder funds

  • QVT FAMILY OFFICE OFFSHORE II LP
  • QVT FAMILY OFFICE OFFSHORE LP
  • QVT FAMILY OFFICE ONSHORE LP
Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUMSMITH+BROWN, PC GEORGE TOWN, Cayman Islands
Custodian BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No
Custodian CITICORP CLEARING SERVICES INDIA LIMITED MUMBAI, India Related to adviser: No
Custodian FIDELITY CAPITAL MARKETS NEW YORK, New York, United States Related to adviser: No
Custodian HSBC BANK USA, NA NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BNP PARIBAS PRIME BROKERAGE INTL. LIMITED NEW YORK, New York, United States
Prime broker FIDELITY CAPITAL MARKETS NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

BARCLAYS CAPITAL INC.
SEC 8-41342

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

HSBC BANK USA, NA
LEI 1IE8VN30JCEQV1H4R804

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
SEC 8-44744

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-2741761422
Reported beneficial owners
40
Minimum commitment
$5M
Form D file number
021-177713

Form ADV 2053166 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

QVT FINANCIAL INVESTMENT CAYMAN LTD.Other Private Fund · Last reported Mar 31, 2026$332MGross asset value
Custodian HSBC BANK USA, NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

HSBC BANK USA, NA
LEI 1IE8VN30JCEQV1H4R804

Fund details & source
Fund ID
805-7202536045
Reported beneficial owners
10
Minimum commitment
$0

Form ADV 2053166 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

QVT DEFERRED COMPENSATION HOLDINGS LTD.Other Private Fund · Last reported Mar 31, 2026$167MGross asset value
Auditor FRANKEL LOUGHRAN STARR & VALLONE LLP GARDEN CITY, New York, United States
Custodian HSBC BANK USA, NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FRANKEL LOUGHRAN STARR & VALLONE LLP
PCAOB 3930

HSBC BANK USA, NA
LEI 1IE8VN30JCEQV1H4R804

Fund details & source
Fund ID
805-5687789516
Reported beneficial owners
25
Minimum commitment
$0

Form ADV 2053166 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

QVT FINANCIAL INVESTMENT LPOther Private Fund · Last reported Mar 31, 2026$59.5MGross asset value
Custodian HSBC BANK USA, NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

HSBC BANK USA, NA
LEI 1IE8VN30JCEQV1H4R804

Fund details & source
Fund ID
805-7354034747
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 2053166 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FOURTH AVENUE FF OPPORTUNITIES LP - SERIES 3Other Private Fund · Last reported Mar 31, 2026$45.9MGross asset value
Auditor FRANKEL LOUGHRAN STARR & VALLONE LLP GARDEN CITY, New York, United States
Custodian HSBC BANK USA, NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FRANKEL LOUGHRAN STARR & VALLONE LLP
PCAOB 3930

HSBC BANK USA, NA
LEI 1IE8VN30JCEQV1H4R804

Fund details & source
Fund ID
805-2761950489
Reported beneficial owners
5
Minimum commitment
$0

Form ADV 2053166 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

QVT OUTERBRIDGE HOLDINGS LLCOther Private Fund · Last reported Mar 31, 2026$41.3MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUMSMITH+BROWN, PC DOVER, Delaware, United States
Custodian HSBC BANK USA, NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

HSBC BANK USA, NA
LEI 1IE8VN30JCEQV1H4R804

Fund details & source
Fund ID
805-1702447383
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 2053166 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FOURTH AVENUE FF OPPORTUNITIES LP - SERIES JOther Private Fund · Last reported Mar 31, 2026$39.7MGross asset value
Auditor FRANKEL LOUGHRAN STARR & VALLONE LLP GARDEN CITY, New York, United States
Custodian HSBC BANK USA, NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FRANKEL LOUGHRAN STARR & VALLONE LLP
PCAOB 3930

HSBC BANK USA, NA
LEI 1IE8VN30JCEQV1H4R804

Fund details & source
Fund ID
805-9476511347
Reported beneficial owners
10
Minimum commitment
$0

Form ADV 2053166 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

888 SEVENTH AVENUE, 43RD FLOOR
NEW YORK, NY, 10106, United States

CRD 156508

Filing source

Form ADV 2053166 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.