Form D · Private Equity Fund

ASEAN CHINA INVESTMENT FUND (US) IV L.P.

New York, NY · CIK 0001743445

Offering snapshot reported Jun 6, 2019 · SEC filing

Reported sold
$37.1M
Offering amount: $500M
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 8, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.6M$37.1MJun 18, 2018: $32,000,000.00Jun 18, 2018Jun 6, 2019: $37,100,000.00Jun 6, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,000,000 → $37,100,000
  • Reported investors6 → 9

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 6, 2019Amendment$37,100,000$5,100,000vs Jun 18, 20189SEC filing
Jun 18, 2018Initial$32,000,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-314773
The Total Offering Amount is a combined total for the Issuer and a non-U.S. fund with a similar investment strategy that was formed for investors that are not U.S. Persons. The amounts disclosed in this Form D are only for the Issuer.
Limited Partnership Interests. The General Partner may waive the minimum investment amount of $5,000,000 in select cases at its discretion.

Source: Form D, filed Jun 6, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASEAN CHINA INVESTMENT FUND (US) IV, L.P.

Investment adviser: UOB GLOBAL CAPITAL LLC

Gross asset value
$35.4M
Beneficial owners
9
ADV minimum commitment
$5M

Reported in Form ADV on Mar 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ARTEX FUND SERVICES USA, INC. CHARLOTTE, North Carolina, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor BDO USA, P.C. NEW YORK, New York, United States
Custodian TD BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian TD PRIVATE CLIENT WEALTH LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA, P.C.
PCAOB 243

TD PRIVATE CLIENT WEALTH LLC
SEC 8-69105

Filing source

Form ADV 2079928 · Mar 28, 2026 · Schedule D 7.B.(1), fund 805-3222025688

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert A. Berliner Director
David T. Goss Director, Executive
Michael Landau Director
Kian Wee Seah Director
N/A Uob Capital Partners Llc Executive, Promoter
Ian Wong Wah Yan Director
Wah Yan Ian Wong Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
592 Fifth Avenue
New York, NY, 10036