Investment adviser · CRD 160659

UOB GLOBAL CAPITAL LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 28, 2026

Regulatory AUM: $96.8M
Client accounts: 3
Employees: 7
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$96,818,967	100.0%

Filing source

Form ADV 2079928 · Mar 28, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ASEAN CHINA INVESTMENT FUND (US) IV, L.P.Private Equity Fund · Last reported Mar 28, 2026$35.4MGross asset value

Form D fundraising filings

ASEAN CHINA INVESTMENT FUND (US) IV L.P.

Fund administrator ARTEX FUND SERVICES USA, INC. CHARLOTTE, North Carolina, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO USA, P.C. NEW YORK, New York, United States

Custodian TD BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian TD PRIVATE CLIENT WEALTH LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

TD PRIVATE CLIENT WEALTH LLC
SEC 8-69105

Fund details & source

Fund ID: 805-3222025688
Reported beneficial owners: 9
Minimum commitment: $5M
Form D file number: 021-314773

Form ADV 2079928 · Mar 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASEAN CHINA INVESTMENT FUND (US) III, L.P.Private Equity Fund · Last reported Mar 28, 2026$25.8MGross asset value

Form D fundraising filings

ASEAN China Investment Fund (US) III L.P.

Fund administrator ARTEX FUND SERVICES, LTD HAMILTON, Bermuda Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO USA, P.C. NEW YORK, New York, United States

Custodian TD BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian TD PRIVATE CLIENT WEALTH LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

TD PRIVATE CLIENT WEALTH LLC
SEC 8-69105

Fund details & source

Fund ID: 805-3159094473
Reported beneficial owners: 7
Minimum commitment: $5M
Form D file number: 021-241609

Form ADV 2079928 · Mar 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASEAN CHINA INVESTMENT FUND (US) V L.P.Private Equity Fund · Last reported Mar 28, 2026$21.1MGross asset value

Fund administrator ARTEX FUND SERVICES USA, INC. CHARLOTTE, North Carolina, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO USA, P.C. NEW YORK, New York, United States

Custodian TD BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

Fund details & source

Fund ID: 805-9097287687
Reported beneficial owners: 6
Minimum commitment: $5M
Form D file number: 021-877414

Form ADV 2079928 · Mar 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASEAN CHINA INVESTMENT FUND L.P.Private Equity Fund · Last reported Mar 25, 2015$756KGross asset value

Fund administrator IKONIC FUND SERVICES LTD HAMILTON, Bermuda Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS HAMILTON, Bermuda

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Custodian UNITED OVERSEAS BANK LIMITED SINGAPORE, Singapore Related to adviser: Yes

Custodian UOB KAY HIAN PRIVATE LIMITED SINGAPORE, Singapore Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8492752777
Reported beneficial owners: 7
Minimum commitment: $5M

Form ADV 889100 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASEAN CHINA INVESTMENT FUND II, L.P.Private Equity Fund · Last reported Mar 28, 2022$36.6KGross asset value

Form D fundraising filings

Asean China Investment Fund II L.P.

Fund administrator HORSESHOE FUND SERVICES, LTD HAMILTON, Bermuda Investor statements: No (provided to no investors) Related to adviser: No

Auditor BDO USA, LLP CHICAGO, Illinois, United States

Custodian TD BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, LLP
PCAOB 243

Fund details & source

Fund ID: 805-4891848203
Reported beneficial owners: 27
Minimum commitment: $5M
Form D file number: 021-137433

Form ADV 1622812 · Mar 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

592 FIFTH AVENUE
NEW YORK, NY, 10036-4707, United States

CRD 160659

Filing source

Form ADV 2079928 · Mar 28, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.