Form D · Hedge Fund

ARISTOTLE FUND, L.P.

Portland, ME · CIK 0001425934

Offering snapshot reported May 14, 2015 · SEC filing

Reported sold
$108M
Indefinite offering
Investors reported
154
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 31, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$53.8M$108MMar 18, 2010: $72,145,235.00Mar 18, 2010Mar 15, 2011: $76,543,111.00Mar 15, 2011Mar 14, 2012: $88,027,005.00Mar 14, 2012Mar 29, 2013: $101,270,552.00Mar 29, 2013Apr 9, 2014: $104,979,200.00Apr 9, 2014May 14, 2015: $107,575,753.00May 14, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$104,979,200 → $107,575,753
  • Reported investors151 → 154

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2015Amendment$107,575,753$2,596,553vs Apr 9, 2014154SEC filing
Apr 9, 2014Amendment$104,979,200$3,708,648vs Mar 29, 2013151SEC filing
Mar 29, 2013Amendment$101,270,552$13,243,547vs Mar 14, 2012150SEC filing
Mar 14, 2012Amendment$88,027,005$11,483,894vs Mar 15, 201197SEC filing
Mar 15, 2011Amendment$76,543,111$4,397,876vs Mar 18, 201093SEC filing
Mar 18, 2010Amendment$72,145,235No comparison91SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129819

Source: Form D, filed May 14, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE ARISTOTLE FUND, L.P.

Investment adviser: ARISTOTLE INVESTORS, INC.

Gross asset value
$87.4M
Beneficial owners
63
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HALPERN & ASSOCIATES, LLC WILTON, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator OPPENHEIMER & CO. INC. STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ANCHIN, BLOCK & ANCHIN LLP NEW YORK, New York, United States
Custodian OPPENHEIMER & CO. INC. STAMFORD, Connecticut, United States Related to adviser: No
Prime broker OPPENHEIMER & CO. INC. STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ANCHIN, BLOCK & ANCHIN LLP
PCAOB 168

OPPENHEIMER & CO. INC.
SEC 8-4077

OPPENHEIMER & CO. INC.
CRD 249 · SEC 8-4077

Filing source

Form ADV 1270519 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-2700312853

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
General Partner Aristotle Investors, Inc. Executive, Promoter
Gp Aristotle Investors, Ltd. Promoter
General Partner Aristotle Investors, Ltd. Promoter
John P. Morrill Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
33 Carroll Street
Portland, ME, 04102