Investment adviser · CRD 156706

ARISTOTLE INVESTORS, INC.

Investment adviser filing (IA)

· Form ADV filed Mar 29, 2019

Regulatory AUM
$99M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$87,425,99288.3%
Other clientsFewer than 5$11,577,67611.7%
Filing source

Form ADV 1270519 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE ARISTOTLE FUND, L.P.Hedge Fund · Last reported Mar 29, 2019$87.4MGross asset value

Form D fundraising filings

ARISTOTLE FUND, L.P.

Fund administrator HALPERN & ASSOCIATES, LLC WILTON, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator OPPENHEIMER & CO. INC. STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ANCHIN, BLOCK & ANCHIN LLP NEW YORK, New York, United States
Custodian OPPENHEIMER & CO. INC. STAMFORD, Connecticut, United States Related to adviser: No
Prime broker OPPENHEIMER & CO. INC. STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ANCHIN, BLOCK & ANCHIN LLP
PCAOB 168

OPPENHEIMER & CO. INC.
SEC 8-4077

OPPENHEIMER & CO. INC.
CRD 249 · SEC 8-4077

Fund details & source
Fund ID
805-2700312853
Reported beneficial owners
63
Minimum commitment
$500K
Form D file number
021-129819

Form ADV 1270519 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 156706

Filing source

Form ADV 1270519 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.