Form D · Other Investment Fund

Aris Multi Strategy Fund L P

New York, NY · CIK 0001342327

Offering snapshot reported Mar 16, 2010 · SEC filing

Reported sold: $139M
Investors reported: 48
Minimum accepted: $1M
First sale: May 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 16, 2010	Amendment	$138,708,655	$0vs Mar 17, 2009	48	SEC filing
Mar 17, 2009	Amendment	$138,708,655	No comparison	Not reported	SEC filing
Oct 20, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-82449

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Lehman Brothers	7506
Palladium Capital Advisors	129400

Source: Form D, filed Mar 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARIS MULTI-STRATEGY FUND, LP

Investment adviser: ARIS CAPITAL MANAGEMENT, LLC

Gross asset value: $4.12M
Beneficial owners: 28
ADV minimum commitment: $1M

Reported in Form ADV on Mar 20, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SWISS FINANCIAL SERVICES, INC. NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEISERMAZARS LLP NEW YORK, New York, United States

Custodian BNP PARIBAS BANK & TRUST CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 893567 · Mar 20, 2015 · Schedule D 7.B.(1), fund 805-2767165684

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jason D. Papastavrou	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

152 West 57th Street 19th Floor
New York, NY, 10014