Investment adviser · CRD 138740

ARIS CAPITAL MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

MIAMI, FL, United States · Form ADV filed Mar 20, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ARIS MULTI-STRATEGY OFFSHORE FUND SPECIAL LIQUIDATION VEHICLEOther Private Fund · Last reported Mar 20, 2015$44MGross asset value
Fund administrator SWISS FINANCIAL SERVICES (CAYMAN), LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEISERMAZARS LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7482323449
Reported beneficial owners
57
Minimum commitment
$1M

Form ADV 893567 · Mar 20, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARIS MULTI-STRATEGY LENDING FUND, LTD.Hedge Fund · Last reported Mar 20, 2015$41.6MGross asset value
Fund administrator SWISS FINANCIAL SERVICES (CAYMAN), LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEISERMAZARS LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-8222851219
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 893567 · Mar 20, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARIS MULTI-STRATEGY OFFSHORE FUND, LTD.Hedge Fund · Last reported Mar 20, 2015$9.13MGross asset value

Form D fundraising filings

ARIS Multi-Strategy Offshore Fund, Ltd.

Fund administrator SWISS FINANCIAL SERVICES (CAYMAN), LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEISERMAZARS LLP NEW YORK, New York, United States
Custodian BNP PARIBAS BANK & TRUST CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4326674394
Reported beneficial owners
18
Minimum commitment
$1M
Form D file number
021-82917

Form ADV 893567 · Mar 20, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARIS MULTI-STRATEGY FUND, LPHedge Fund · Last reported Mar 20, 2015$4.12MGross asset value

Form D fundraising filings

Aris Multi Strategy Fund L P

Fund administrator SWISS FINANCIAL SERVICES, INC. NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEISERMAZARS LLP NEW YORK, New York, United States
Custodian BNP PARIBAS BANK & TRUST CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2767165684
Reported beneficial owners
28
Minimum commitment
$1M
Form D file number
021-82449

Form ADV 893567 · Mar 20, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARIS MULTI-STRATEGY PLUS OFFSHORE FUND, LTD.Hedge Fund · Last reported Mar 27, 2013$675KGross asset value

Form D fundraising filings

ARIS Multi-Strategy Plus Offshore Fund, Ltd.

Fund administrator SWISS FINANCIAL SERVICES (BAHAMAS), INC. NASSAU, Bahamas, The Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEISERMAZARS LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9987913480
Reported beneficial owners
6
Minimum commitment
$1M
Form D file number
021-116816

Form ADV 722141 · Mar 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

333 SE 2ND AVENUE, SUITE 2012
MIAMI, FL, 33131, United States

CRD 138740

Filing source

Form ADV 893567 · Mar 20, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.