Form D · Hedge Fund

APPEL VALUE INVESTORS L.P.

Great Neck, NY · CIK 0001031857

Offering snapshot reported Jul 19, 2011 · SEC filing

Reported sold
$18.8M
Indefinite offering
Investors reported
101
Form D · investor count
Minimum accepted
$42.9K
Reported outside-investor minimum
First sale
Jan 1, 1997
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.38M$18.8MJul 20, 2009: $18,675,011.00Jul 20, 2009Jul 20, 2010: $18,713,344.00Jul 20, 2010Jul 19, 2011: $18,761,208.00Jul 19, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,713,344 → $18,761,208
  • Reported investors66 → 101

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 19, 2011Amendment$18,761,208$47,864vs Jul 20, 2010101SEC filing
Jul 20, 2010Amendment$18,713,344$38,333vs Jul 20, 200966SEC filing
Jul 20, 2009Amendment$18,675,011No comparison66SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-132923

Source: Form D, filed Jul 19, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SRM - APPEL VALUE INVESTORS SEGREGATED SERIES

Investment adviser: SIGNALERT ASSET MANAGEMENT LLC

Gross asset value
$6.59M
Beneficial owners
24
ADV minimum commitment
$50.5K

Reported in Form ADV on Mar 26, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RAICH ENDE & MALTER CO, LLP NEW YORK, New York, United States
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ALPHARETTA, Georgia, United States Related to adviser: No
Custodian TD AMERITRADE, INC. SAN DIEGO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

TD AMERITRADE, INC.
SEC 8-23395

Filing source

Form ADV 894831 · Mar 26, 2015 · Schedule D 7.B.(1), fund 805-4845681613

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Marvin Appel Executive
Gerald Appel Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
150 Great Neck Rd Suite 301
Great Neck, NY, 11021