Investment adviser · CRD 159065

SIGNALERT ASSET MANAGEMENT LLC

Investment adviser filing (IA)

GREAT NECK, NY, United States · Form ADV filed May 5, 2022

Regulatory AUM: $276M
Client accounts: 440
Employees: 10
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	67	$152,665,967	55.3%
Pooled investment vehicles	3	$58,373,062	21.2%
Individuals	227	$58,019,605	21.0%
Charities	Fewer than 5	$4,433,786	1.6%
Retirement plans	Fewer than 5	$2,042,107	0.7%
Corporations & businesses	Fewer than 5	$296,140	0.1%

Filing source

Form ADV 1650009 · May 5, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SRM - MARIN INCOME INVESTORS SEGREGATED SERIESHedge Fund · Last reported May 5, 2022$30.1MGross asset value

Auditor RAICH ENDE & MALTER CO, LLP NEW YORK, New York, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian TD AMERITRADE, INC. SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RAICH ENDE & MALTER CO, LLP
PCAOB 50

CHARLES SCHWAB & CO., INC.
SEC 8-16514

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-4220386455
Reported beneficial owners: 63
Minimum commitment: $100K
Form D file number: 021-84085

Form ADV 1650009 · May 5, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SRM - APPEL EQUITY ASSOCIATES SEGREGATED SERIESHedge Fund · Last reported May 5, 2022$17.2MGross asset value

Form D fundraising filings

APPEL EQUITY ASSOCIATES LIMITED PARTNERSHIP

Auditor RAICH ENDE & MALTER CO, LLP NEW YORK, New York, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian TD AMERITRADE, INC. SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RAICH ENDE & MALTER CO, LLP
PCAOB 50

CHARLES SCHWAB & CO., INC.
SEC 8-16514

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-1627205781
Reported beneficial owners: 47
Minimum commitment: $100K
Form D file number: 021-132913

Form ADV 1650009 · May 5, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SRM - MARIN ASSOCIATES SEGREGATED SERIESHedge Fund · Last reported May 5, 2022$11.1MGross asset value

Auditor RAICH ENDE & MALTER CO, LLP NEW YORK, New York, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian TD AMERITRADE, INC. SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RAICH ENDE & MALTER CO, LLP
PCAOB 50

CHARLES SCHWAB & CO., INC.
SEC 8-16514

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-1676201944
Reported beneficial owners: 36
Minimum commitment: $50K
Form D file number: 021-81348

Form ADV 1650009 · May 5, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SRM - APPEL VALUE INVESTORS SEGREGATED SERIESHedge Fund · Last reported Mar 26, 2015$6.59MGross asset value

Form D fundraising filings

APPEL VALUE INVESTORS L.P.

Auditor RAICH ENDE & MALTER CO, LLP NEW YORK, New York, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian RAYMOND JAMES & ASSOCIATES, INC. ALPHARETTA, Georgia, United States Related to adviser: No

Custodian TD AMERITRADE, INC. SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-4845681613
Reported beneficial owners: 24
Minimum commitment: $50.5K
Form D file number: 021-132923

Form ADV 894831 · Mar 26, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

G. APPEL STRATEGIC INVESTORS L.P.Hedge Fund · Last reported Jan 31, 2012$5.27MGross asset value

Form D fundraising filings

G. APPEL STRATEGIC INVESTORS L.P.

Auditor RAICH ENDE & MALTER CO, LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5038873506
Reported beneficial owners: 24
Minimum commitment: $50.5K
Form D file number: 021-132926

Form ADV 593447 · Jan 31, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SRM - MARIN INTERNATIONAL OPPORTUNITIES SEGREGATED SERIESHedge Fund · Last reported Sep 7, 2017$4.83MGross asset value

Auditor RAICH ENDE & MALTER CO, LLP NEW YORK, New York, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian RAYMOND JAMES & ASSOCIATES, INC. ALPHARETTA, Georgia, United States Related to adviser: No

Custodian TD AMERITRADE, INC. SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-9563514308
Reported beneficial owners: 23
Minimum commitment: $85K
Form D file number: 021-88004

Form ADV 1138683 · Sep 7, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

G. APPEL EMERGING MARKETS FUND L.P.Hedge Fund · Last reported Jan 31, 2012$4.78MGross asset value

Auditor RAICH ENDE & MALTER CO, LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9246094513
Reported beneficial owners: 28
Minimum commitment: $50.5K
Form D file number: 021-93074

Form ADV 593447 · Jan 31, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 5, 2022. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Subscription · Fixed

Principal office

525 NORTHERN BOULEVARD, SUITE 210
GREAT NECK, NY, 11021, United States

CRD 159065

Filing source

Form ADV 1650009 · May 5, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.