Form D · Hedge Fund

APPEL TACTICAL TRADERS, LLC

Great Neck, NY · CIK 0001077744

Offering snapshot reported Jul 19, 2011 · SEC filing

Reported sold
$15.1M
Indefinite offering
Investors reported
96
Form D · investor count
Minimum accepted
$35.5K
Reported outside-investor minimum
First sale
Jan 15, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.55M$15.1MJul 20, 2009: $14,717,610.00Jul 20, 2009Jul 20, 2010: $14,780,733.00Jul 20, 2010Jul 19, 2011: $15,101,120.00Jul 19, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$14,780,733 → $15,101,120
  • Reported investors57 → 96

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 19, 2011Amendment$15,101,120$320,387vs Jul 20, 201096SEC filing
Jul 20, 2010Amendment$14,780,733$63,123vs Jul 20, 200957SEC filing
Jul 20, 2009Amendment$14,717,610No comparison57SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-132922

Source: Form D, filed Jul 19, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APPEL TACTICAL TRADERS LLC

Investment adviser: SIGNALERT ASSET MANAGEMENT LLC

Gross asset value
$1.73M
Beneficial owners
19
ADV minimum commitment
$60.5K

Reported in Form ADV on Jan 31, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RAICH ENDE & MALTER CO, LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 593447 · Jan 31, 2012 · Schedule D 7.B.(1), fund 805-1949500508

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Marvin Appel Executive
Gerald Appel Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
150 Great Neck Rd Suite 301
Great Neck, NY, 11021