Form D · Hedge Fund

APPEL SECTOR TRADERS, LLC

Great Neck, NY · CIK 0001077565

Offering snapshot reported Jul 19, 2011 · SEC filing

Reported sold
$7.67M
Indefinite offering
Investors reported
46
Form D · investor count
Minimum accepted
$37.4K
Reported outside-investor minimum
First sale
Jan 15, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.83M$7.67MJul 20, 2009: $7,657,178.00Jul 20, 2009Jul 20, 2010: $7,662,178.00Jul 20, 2010Jul 19, 2011: $7,667,178.00Jul 19, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,662,178 → $7,667,178
  • Reported investors34 → 46

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 19, 2011Amendment$7,667,178$5,000vs Jul 20, 201046SEC filing
Jul 20, 2010Amendment$7,662,178$5,000vs Jul 20, 200934SEC filing
Jul 20, 2009Amendment$7,657,178No comparison34SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-132917

Source: Form D, filed Jul 19, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SRM - APPEL SECTOR TRADERS SEGREGATED SERIES

Investment adviser: SIGNALERT ASSET MANAGEMENT LLC

Gross asset value
$1.28M
Beneficial owners
6
ADV minimum commitment
$60.5K

Reported in Form ADV on Aug 2, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RAICH ENDE & MALTER CO, LLP NEW YORK, New York, United States
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ALPHARETTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Filing source

Form ADV 750041 · Aug 2, 2013 · Schedule D 7.B.(1), fund 805-6418304817

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Marvin Appel Executive
Gerald Appel Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
150 Great Neck Rd Suite 301
Great Neck, NY, 11021