Form D · Hedge Fund

APOGEE FUND L P

Fort Worth, TX · CIK 0001016658

Offering snapshot reported May 23, 2011 · SEC filing

Reported sold
$84.6M
Indefinite offering
Investors reported
142
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 25, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$53.5M$107MMar 29, 2010: $107,070,143.00Mar 29, 2010May 23, 2011: $84,574,993.00May 23, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$107,070,143 → $84,574,993
  • Reported investors138 → 142

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 23, 2011Amendment$84,574,993-$22,495,150vs Mar 29, 2010142SEC filing
Mar 29, 2010Amendment$107,070,143No comparison138SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128856

Source: Form D, filed May 23, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APOGEE FUND LP

Investment adviser: PARADIGM CAPITAL CORPORATION

Gross asset value
$54M
Beneficial owners
36
ADV minimum commitment
$500K

Reported in Form ADV on Feb 26, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION, LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP DALLAS, Texas, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 875220 · Feb 26, 2015 · Schedule D 7.B.(1), fund 805-6240163267

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Emmett M. Murphy Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Throckmorton Street Suite 700
Fort Worth, TX, 76102