Investment adviser · CRD 132493

PARADIGM CAPITAL CORPORATION

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

DALLAS, TX, United States · Form ADV filed Feb 26, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

APOGEE FUND LPHedge Fund · Last reported Feb 26, 2015$54MGross asset value

Form D fundraising filings

APOGEE FUND L P

Fund administrator WOODFIELD FUND ADMINISTRATION, LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP DALLAS, Texas, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-6240163267
Reported beneficial owners
36
Minimum commitment
$500K
Form D file number
021-128856

Form ADV 875220 · Feb 26, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SYSTEMIC RISK HEDGE LPHedge Fund · Last reported Apr 1, 2013$29MGross asset value

Form D fundraising filings

SRG2, LLC

Fund administrator JPMORGAN HEDGE FUND SERVICES CINCINNATI, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP FORT WORTH, Texas, United States
Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer CAPSTONE INVESTMENTS SAN DIEGO, California, United States Related to adviser: No
Marketer CORONADO INVESTMENTS, LLC RANCHO SANTE FE, California, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CAPSTONE INVESTMENTS
CRD 41400

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-1553878738
Reported beneficial owners
31
Minimum commitment
$250K
Form D file number
021-145501

Form ADV 711770 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 26, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

2651 N. HARWOOD STREET, SUITE 250
DALLAS, TX, 75201, United States

CRD 132493

Filing source

Form ADV 875220 · Feb 26, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.