Form D · Other Investment Fund

APM - Equity Long Short Fund, Ltd.

La Jolla, CA · CIK 0001486239

Offering snapshot reported Oct 3, 2013 · SEC filing

Reported sold
$2.23M
Offering amount: $2.23M
Investors reported
8
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.12M$2.23MApr 1, 2010: $1,298,000.00Apr 1, 2010Mar 28, 2011: $2,231,000.00Mar 28, 2011Oct 3, 2013: $2,231,000.00Oct 3, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2013Amendment$2,231,000$0vs Mar 28, 20118SEC filing
Mar 28, 2011Amendment$2,231,000$933,000vs Apr 1, 20108SEC filing
Apr 1, 2010Initial$1,298,000No comparison3SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-140117
Redeemable Voting Participating Shares

Source: Form D, filed Oct 3, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APM - EQUITY LONG SHORT FUND LTD

Investment adviser: ALTEGRIS PORTFOLIO MANAGEMENT, INC.

Gross asset value
$1.96M
Beneficial owners
7
ADV minimum commitment
$50K

Reported in Form ADV on Feb 23, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Marketer ALTEGRIS INVESTMENTS, INC. LA JOLLA, California, United States Related to adviser: Yes
Marketer BELMONT CAPITAL NEW YORK, New York, United States Related to adviser: No
Marketer CAPITAL GUARDIAN, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer COMMONWEALTH FINANCIAL NETWORK WALTHAM, Washington, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

BELMONT CAPITAL
CRD 153792 · SEC 8-68572

CAPITAL GUARDIAN, LLC
CRD 137919 · SEC 8-67133

COMMONWEALTH FINANCIAL NETWORK
CRD 8032 · SEC 801-41541

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

Filing source

Form ADV 615659 · Feb 23, 2012 · Schedule D 7.B.(1), fund 805-3491704188

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
None Altegris Portfolio Management Inc. Promoter
Robert J Amedeo Director
Matthew C Osborne Director
Richard G Pfister Director
Jon C Sundt Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1200 Prospect Street Ste 400
La Jolla, CA, 92037