Investment adviser · CRD 128219

ALTEGRIS FUNDS

Investment adviser filing (IA)

ALTEGRIS PORTFOLIO MANAGEMENT, INC.

LA JOLLA, CA, United States · Form ADV filed Apr 10, 2014

Regulatory AUM
$530M
Form ADV · Item 5.F
Client accounts
18
Accounts, not individual clients
Employees
8
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

24 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALTEGRIS MULTI-STRATEGY FUND LPHedge Fund · Last reported Apr 10, 2014$97.4MGross asset value
Fund administrator SEI GLOBAL SERVICES, INC./SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Marketer ALTEGRIS INVESTMENTS, INC. LA JOLLA, California, United States Related to adviser: Yes
Marketer AVONDALE PARTNERS, LLC NASHVILLE, Tennessee, United States Related to adviser: No
Marketer COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. PARSIPPANY, New Jersey, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer MONEY CONCEPTS ADVISORY SERVICE PALM BEACH GARDENS, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

AVONDALE PARTNERS, LLC
CRD 46838 · SEC 801-70070

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.
CRD 43814 · SEC 8-50433

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MONEY CONCEPTS ADVISORY SERVICE
CRD 12963 · SEC 801-39736

Fund details & source
Fund ID
805-6255681404
Reported beneficial owners
204
Minimum commitment
$100K
Form D file number
021-126432

Form ADV 815989 · Apr 10, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTEGRIS MILLENNIUM FUND LPHedge Fund · Last reported Apr 10, 2014$80.9MGross asset value
Fund administrator SEI GLOBAL SERVICES, INC./SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Marketer ALTEGRIS INVESTMENTS, INC. LA JOLLA, California, United States Related to adviser: Yes
Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No
Marketer COMMONWEALTH FINANCIAL NETWORK WALTHAM, Washington, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Idaho, United States Related to adviser: No
Marketer MONEY CONCEPTS ADVISORY SERVICE PALM BEACH GARDENS, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

COMMONWEALTH FINANCIAL NETWORK
CRD 8032 · SEC 801-41541

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MONEY CONCEPTS ADVISORY SERVICE
CRD 12963 · SEC 801-39736

Fund details & source
Fund ID
805-6620863086
Reported beneficial owners
223
Minimum commitment
$100K
Form D file number
021-169471

Form ADV 815989 · Apr 10, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTEGRIS GLOBAL MACRO FUND LPHedge Fund · Last reported Apr 10, 2014$68.5MGross asset value
Fund administrator SEI GLOBAL SERVICES, INC./SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Marketer ALTEGRIS INVESTMENTS, INC. LA JOLLA, California, United States Related to adviser: Yes
Marketer ARETE WEALTH MANAGEMENT, LLC SCHAUMBURG, Illinois, United States Related to adviser: No
Marketer CASCADE FINANCIAL MANAGEMENT, INC. DENVER, Colorado, United States Related to adviser: No
Marketer COMMONWEALTH FINANCIAL NETWORK WALTHAM, Washington, United States Related to adviser: No
Marketer COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. PARSIPPANY, New Jersey, United States Related to adviser: No
Marketer GLEN EAGLE ADVISORS, LLC PRINCETON, New Jersey, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer WFG INVESTMENTS, INC. DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

ARETE WEALTH MANAGEMENT, LLC
CRD 44856 · SEC 8-50854

CASCADE FINANCIAL MANAGEMENT, INC.
CRD 119030 · SEC 801-64346

COMMONWEALTH FINANCIAL NETWORK
CRD 8032 · SEC 801-41541

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.
CRD 43814 · SEC 8-50433

GLEN EAGLE ADVISORS, LLC
CRD 124504 · SEC 801-71261

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

WFG INVESTMENTS, INC.
CRD 22704 · SEC 8-39928

Fund details & source
Fund ID
805-6944131127
Reported beneficial owners
234
Minimum commitment
$100K
Form D file number
021-131863

Form ADV 815989 · Apr 10, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTEGRIS HAYMAN CAPITAL FUND, LPHedge Fund · Last reported Apr 10, 2014$56.8MGross asset value
Fund administrator SEI GLOBAL SERVICES, INC./SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Marketer ALTEGRIS INVESTMENTS, INC. LA JOLLA, California, United States Related to adviser: Yes
Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer MONEY CONCEPTS ADVISORY SERVICE PALM BEACH GARDENS, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MONEY CONCEPTS ADVISORY SERVICE
CRD 12963 · SEC 801-39736

Fund details & source
Fund ID
805-3548832550
Reported beneficial owners
220
Minimum commitment
$100K
Form D file number
021-195842

Form ADV 815989 · Apr 10, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTEGRIS MILLENNIUM FUND LTDHedge Fund · Last reported Apr 10, 2014$47MGross asset value
Fund administrator SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Marketer ALTEGRIS INVESTMENTS, INC. LA JOLLA, California, United States Related to adviser: Yes
Marketer COMMONWEALTH FINANCIAL NETWORK WALTHAM, Washington, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Idaho, United States Related to adviser: No
Marketer MONEY CONCEPTS ADVISORY SERVICE PALM BEACH GARDENS, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

COMMONWEALTH FINANCIAL NETWORK
CRD 8032 · SEC 801-41541

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MONEY CONCEPTS ADVISORY SERVICE
CRD 12963 · SEC 801-39736

Fund details & source
Fund ID
805-5451379971
Reported beneficial owners
148
Minimum commitment
$50K

Form ADV 815989 · Apr 10, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTEGRIS VISIUM FUND, LPHedge Fund · Last reported Apr 10, 2014$33.1MGross asset value
Fund administrator SEI GLOBAL SERVICES, INC./SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Marketer ALTEGRIS INVESTMENTS, INC. LA JOLLA, California, United States Related to adviser: Yes
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer MONEY CONCEPTS ADVISORY SERVICE PALM BEACH GARDENS, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MONEY CONCEPTS ADVISORY SERVICE
CRD 12963 · SEC 801-39736

Fund details & source
Fund ID
805-7995447717
Reported beneficial owners
114
Minimum commitment
$100K
Form D file number
021-189621

Form ADV 815989 · Apr 10, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTEGRIS HAYMAN CAPITAL FUND, LTD.Hedge Fund · Last reported Apr 10, 2014$30.8MGross asset value
Fund administrator SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Marketer ALTEGRIS INVESTMENTS, INC. LA JOLLA, California, United States Related to adviser: Yes
Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Idaho, United States Related to adviser: No
Marketer MONEY CONCEPTS ADVISORY SERVICE PALM BEACH GARDENS, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MONEY CONCEPTS ADVISORY SERVICE
CRD 12963 · SEC 801-39736

Fund details & source
Fund ID
805-1074869342
Reported beneficial owners
98
Minimum commitment
$100K
Form D file number
021-197478

Form ADV 815989 · Apr 10, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 10, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

1200 PROSPECT STREET, SUITE 400
LA JOLLA, CA, 92037, United States

CRD 128219

Filing source

Form ADV 815989 · Apr 10, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.