Form D · Other Investment Fund

Angel Oak Mortgage Fund, LP

Atlanta, 2Q · CIK 0001755152

Offering snapshot reported Oct 1, 2020 · SEC filing

Reported sold: $303M
Investors reported: 10
Minimum accepted: $500K
First sale: Sep 27, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$59,300,000 → $303,000,000
Reported investors4 → 10

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 1, 2020	Amendment	$303,000,000	$243,700,000vs Oct 2, 2019	10	SEC filing
Oct 2, 2019	Amendment	$59,300,000	$33,300,000vs Oct 5, 2018	4	SEC filing
Oct 5, 2018	Initial	$26,000,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-322897

Any sales commissions or finders' fees are paid by the Investment Adviser and not the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
B. RILEY FBR, INC.	25027	B. RILEY FBR, INC. · CRD 25027

Source: Form D, filed Oct 1, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ANGEL OAK MORTGAGE FUND, LP

Investment adviser: FALCONS I, LLC

Gross asset value: $566M
Beneficial owners: 9
ADV minimum commitment: $500K

Reported in Form ADV on Apr 28, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANC OF CALIFORNIA SANTA ANA, California, United States Related to adviser: No

Custodian IBERIA BANK ATLANTA, Georgia, United States Related to adviser: No

Custodian U.S. BANK MILWAUKEE, Wisconsin, United States Related to adviser: No

Marketer ANGEL OAK CAPITAL ADVISORS, LLC ATLANTA, Georgia, United States Related to adviser: Yes

Marketer B. RILEY SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: No

Marketer BURY STREET LONDON, United Kingdom Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Marketer WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

ANGEL OAK CAPITAL ADVISORS, LLC
CRD 151090 · SEC 801-70670

B. RILEY SECURITIES, INC.
CRD 25027 · SEC 8-41426

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 1536075 · Apr 28, 2021 · Schedule D 7.B.(1), fund 805-4616411807

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Murtaza Ali	Director
Dory Black	Executive
Teddy Cummings	Director
Dan Fazioli	Executive
Michael Fierman	Director, Executive, Promoter
Brandon Filson	Executive
Craig Jones	Director
Christine Jurinich	Director
Greg Kennedy	Director
Michael Peck	Director
Sreeni Prabhu	Executive, Promoter
Vikram Shankar	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3344 Peachtree Road Ne Suite 1725
Atlanta, 2Q, 30326